Tom Volz Email and Phone Number

General Litigation and Arbitration Practice, with particular emphasis on securities and financial servicesConsulting work for clients on transitions necessitated by Dodd-Frank ActGeneral Counsel for a local start-up company

Manage Team of Dispute Resolution Case Administrators

Represented national and regional broker-dealers (firms and their individual representatives) in court and in NYSE, AAA, NASD and FINRA arbitrations.Issues litigated and tried included arbitratrability, Securities Act of 1933, Securities Exchange Act of 1934, RICO, Investment Advisor Act and corporate governance.Expertise includes Securities, Securities Litigation, Securities Arbitration, Business Litigation, Banking Litigation, Broker-Dealer Arbitration and SEC Enforcement

General litigation practice in federal and state courts nationwide, including experience with:- Securities Litigation- Product liability, including MDL litigation for a medical product- Conducted contract analyses, intellectual property audits- Employment matters (including ERISA, WARN and restrictive covenants)- Real estate and public contracting- Took and defended fact and expert depositions