Tom Windsor Email & Phone Number

Brisbane, Qld, Au

Brisbane City, Qld, Au

Brisbane, Queensland, Australia

Responsibilities: • Oversee and manage middle office operations, ensuring efficient and effective support for trading, investment strategies, and portfolio management activities. • Develop and implement processes to improve operational efficiency and reduce risk across various asset classes, including Private Debt, Private Equity, Hedge Funds, Derivatives, and Bonds. • Collaborate closely with portfolio managers, and other stakeholders to resolve operational issues, ensuring timely and accurate trade settlement, reconciliation, and reporting. • Lead a team of operations analysts, providing mentorship, performance evaluations, and professional development opportunities to enhance team productivity and knowledge. • Ensure compliance with regulatory requirements, company policies, and industry best practices, contributing to a robust risk management framework. • Drive continuous improvement initiatives, utilizing data-driven analysis to optimize processes, reduce costs, and enhance client satisfaction.Specialties: • Fund Management • Private Debt & Private Equity • Hedge Funds & Derivatives • Bonds • Operational Risk Management • Process Optimization • Team Leadership

In this role, I spearheaded the development and market introduction of a new FX product tailored for high-net-worth clients. I managed all operational processes from inception to execution, demonstrating a profound capability for enhancing workflows through straight-through processing and ongoing process improvements. My tenure at FIIG Securities highlighted my natural aptitude for problem-solving and innovative thinking within a dynamic market environment.Key Responsibilities: • Led the execution, settlement, and reconciliation of FX sales and trades, ensuring accuracy and compliance. • Conducted daily performance analysis and reporting for managed funds to optimize financial outcomes. • Established and maintained effective communication with clients and key stakeholders, fostering strong professional relationships. • Managed comprehensive compliance and regulatory reporting, including fees, taxes, and fund post-trade activities. • Oversaw security pricing, trade settlements, and trust account reconciliations, maintaining rigorous financial controls. • Performed static data analysis and validation to ensure data integrity and reliability. • Handled DCM and facilitated fixed income sales, expanding revenue streams and enhancing client satisfaction.

Middle and back office experience in;FX trades - execution, settlement and reconciliation Client custody Funds management Debt Capital MarketsSecurities pricing and validation Trade settlementsTrust account reconciliationsLiaising with clients and key stakeholdersPost-trade complianceStatic data analysis and validation

Brisbane, Australia

Timely and efficient settlement of complex transactionsHigh volume and fast paced role that required high levels of detail, planning and the ability to adapt to make fast paced decisions on the flyManaging trust accounts with a daily flow in the 10s of millions of dollars

Home and away, King Kong vs Godzilla plus several other productions

Gold Coast

A featured extra in the Danger Close production, a feature movie based on the battle of Long Tan.

Rifleman in the 8th/9th Battalion, Royal Australian Regiment.Trained to lead soldiers from all walks of life in adverse and challenging conditions. Ingrained the value of process management, correct application of discipline and personal accountability to the mission.

Brisbane, Australia

Running administrative functions to ensure smooth transition for consultants and clients.

Olympic Dam, South Australia, Australia

Providing ventilation services in the underground mine to the client on time and to schedule. Duties included; running and managing the work teams, stope recovery, driving heavy machinery in confined spaces and ensuring production stayed live by ensuring clean air to the mine

Project officer in a consulting firm

Bachelor Of Law/Bachelor Of Business (Finance)

Education record

Activities and Societies: Rugby player and Rowing

Bachelor Of Arts - Ba, Security Studies (International Relations)