Tom Brown

Tom Brown Email and Phone Number

President, T.C.Brown & Associates Inc. @ IIROC (Investment Industry Regulatory Organization of Canada)
Tom Brown's Location
Toronto, Ontario, Canada, Canada
Tom Brown's Contact Details

Tom Brown work email

Tom Brown personal email

n/a
About Tom Brown

Tom Brown, President of T.C. Brown & Associates Inc., is trying out retirement. If opens the business again it will focus on short-term assignments, including consulting in corporate governance, business set ups -- especially applications for CIRO membership. Tom Brown has been registered as the CFO for dealer members of the Investment Industry Regulatory Organization of Canada (“IIROC”).

Tom Brown's Current Company Details
IIROC (Investment Industry Regulatory Organization of Canada)

Iiroc (Investment Industry Regulatory Organization Of Canada)

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President, T.C.Brown & Associates Inc.
Tom Brown Work Experience Details
  • T.C. Brown & Associates Inc.
    President
    T.C. Brown & Associates Inc. Oct 2007 - Present
  • Iiroc (Investment Industry Regulatory Organization Of Canada)
    Fas Associate Member
    Iiroc (Investment Industry Regulatory Organization Of Canada) 1985 - Present
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  • Dahlman Rose & Comapny Canada Inc.
    Chief Financial Officer (Part-Time)
    Dahlman Rose & Comapny Canada Inc. 2011 - 2012
    Toronto
    As part-time chief financial officer for this subsidiary of a US-based equity boutique, worked with the executive team in New York to develop the IIROC application for membership. Once IIROC membership was obtained, I worked with the US team, the Canadian carrying broker and the CEO-UDP in Canada to start operations as an equity boutique. Industry conditions in Canada and the USA resulted in the winding up of the Canadian IIROC member and the sale of the FINRA-member parent to Cowen.
  • Alpha Trading Systems L.P.
    Cfo
    Alpha Trading Systems L.P. Aug 2007 - Oct 2008
    Tom was resposnible for setting up the accounting systems and processes for these two limited partnerships: one of which is a technology services company and the other an alternative trading system (or "ATS"). Alpha ATS is registered with the Ontario Securities Commission and IIROC, and the application processes for these registrations required the expertise and experience with investment dealers in their start up phase.
  • Calyon Financial Canada Inc.
    Contract Cfo
    Calyon Financial Canada Inc. May 2005 - Jul 2006
    Through T.C. Brown & Associates Inc., Tom was registered as the part-time CFO for Calyon Financial Canada Inc., a commodities and futures dealer registered with the IDA (now IIROC) in Canada. Calyon was a precedessor firm to Newedge Canada Inc., part of Newedge Group.
  • Calyon Financial Canada
    Cfo
    Calyon Financial Canada 2005 - 2006
  • Candeal.Ca Inc.
    Cfo
    Candeal.Ca Inc. 2003 - 2006
  • Td Securities
    Vice President
    Td Securities 1996 - 2004
    Institutional Equities initially and the Business Development
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  • Cibc World Markets
    Vp & Director Of Cibc Wg
    Cibc World Markets 1982 - 1996
    View
  • A.E.Ames & Co
    Special Projects - Operations
    A.E.Ames & Co 1980 - 1981

Tom Brown Skills

Equities Capital Markets Financial Services Investments Securities Fixed Income Mergers And Acquisitions Financial Risk Trading Risk Management Derivatives Trading Systems Options Electronic Trading Equity Trading

Tom Brown Education Details

Frequently Asked Questions about Tom Brown

What company does Tom Brown work for?

Tom Brown works for Iiroc (Investment Industry Regulatory Organization Of Canada)

What is Tom Brown's role at the current company?

Tom Brown's current role is President, T.C.Brown & Associates Inc..

What is Tom Brown's email address?

Tom Brown's email address is to****@****ers.com

What schools did Tom Brown attend?

Tom Brown attended University Of Toronto - University Of Trinity College.

What skills is Tom Brown known for?

Tom Brown has skills like Equities, Capital Markets, Financial Services, Investments, Securities, Fixed Income, Mergers And Acquisitions, Financial Risk, Trading, Risk Management, Derivatives, Trading Systems.

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