Tom Prescott Email & Phone Number

Atlanta, Ga, Us

Atlanta, Georgia

Advisory Services Network, LLC (“ASN”) is an Atlanta based registered investment advisor which was created to serve as a strategic partner for Investment Adviser Representatives (“IARs”). ASN provides an alternative solution for IARs who seek independence without the issues associated with creating a new start-up investment advisor or selling / merging their practice. Today’s regulatory environment requires investment advisors to spend substantial time on administrative, operational and compliance matters which, while clearly important, distract from the core business of serving clients. ASN provides an all-inclusive platform that is designed to free advisors from these time and profit draining details. Our platform allows you to focus on what you do best, develop new client relationships, strengthen current client relationships and grow your assets. ASN supports registered representatives who wish to move towards the fee only side or a hybrid solution. For those registered representatives who want to continue a broker/dealer registration, ASN maintains relationships with broker/dealers that permit participation on ASN’s platform.

Mainstay Capital Markets Consultants, Inc. is a consortium of professional consultants who possess a broad scope of experience and expertise in the Securities/Capital Markets Industry and Regulatory Agencies.Since 1987, the principals of Mainstay have consulted with Broker/Dealers, Registered Investment Advisors, Registered Investment Companies, Hedge Funds, Insurance Companies, Banks, Exchanges, Regulators, Foreign Governments and Law Firms.Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States. In addition, many international concerns have sought out our consultants to participate in overseas projects.The Financial Services Industry faces strategic and competitive challenges as complex regulations and requirements evolve. Mainstay understands that these regulations and requirements, while necessary, place tremendous demands on our clients’ time and energy. We provide a full spectrum of consulting and outsourcing services that help our clients face these challenges while maintaining their focus on their core business and bottom line. Mainstay is committed to working closely with each of our clients and prides itself on developing long lasting relationships. We are consultants who guide our clients through the increasingly complex set of rules that regulates and defines business as it is practiced today.