Role listed
Risk Management, Internal Audit, Internal Control
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Tom K. Email & Phone Number
Internal Audit - Risk Management - Internal Control - Regulatory & Governance Professional (CPA , MBA)
at
Risk Management, Internal Audit, Internal Control
1 work email found
@westernalliancebancorporation.com
4 phones found area 847 and 312
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Internal Audit - Risk Management - Internal Control - Regulatory & Governance Professional (CPA , MBA)
Location
Greater Chicago Area, United States, United States
Who is Tom K.? Overview
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Quick answer
Tom K. is listed as Internal Audit - Risk Management - Internal Control - Regulatory & Governance Professional (CPA , MBA) at Risk Management, Internal Audit, Internal Control, based in Greater Chicago Area, United States, United States. AeroLeads shows a work email signal at westernalliancebancorporation.com, phone signal with area code 847, 312, and a matched LinkedIn profile for Tom K..
Tom K. previously worked as Senior Director, Internal Audit Professional Practice at Western Alliance Bank and Advisor at Risk Management, Internal Audit, Internal Control. Tom K. holds Master Of Business Administration (Mba), Finance, Marketing from Northwestern University - Kellogg School Of Management.
Company email context
Email format at Risk Management, Internal Audit, Internal Control
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*@westernalliancebancorporation.com
68% confidence
AeroLeads found 1 current-domain work email signal for Tom K.. Compare company email patterns before reaching out.
Profile bio
About Tom K.
Internal audit, risk management, internal control, and regulatory professional recognized for building and improving processes, frameworks, controls, and teams to exceed organizational and regulatory expectations.Known for:Using my knowledge and experience to effectively manage risks and assess controls; build effective organizational and regulatory relationships; and advance best-in-class internal control, risk management, and governance processes.Areas of focus:Internal Audit – Innovating audit practices to exceed Institute of Internal Auditor (IIA) standards and regulatory expectations (FRB's SR13-1 & OCC's Heightened Standards); implementing leading methodologies; developing staff; maximizing technology utilization (data analytics); enhancing board and management reporting; developing dynamic risk based audit plans; performing quality assurance reviews; and managing improvement initiativesEnterprise Risk Management – Partnering with 2nd line of defense in assessing and selecting GRC platforms. Collaborating on implementation and assessment of ERM processes and frameworks (COSO ERM, SR16-11); optimizing integration of current and emerging risk informationInternal Control – Establishing control frameworks (COSO) and corporate policies; assessing design and effectiveness of internal control, risk management, governance, and SOX processes; partnering with stakeholders to assess issues, understand root causes, and develop effective action plansGovernance and Regulatory Management– Advancing board and management reporting; establishing committee agendas and materials; assessing committee performance and charter compliance; and effectively managing regulatory examinationsSpecialties: Risk Assessment | Risk Measurement | Internal Audit | Internal Control | Governance | Process Improvement | Project Management | Board Reporting | Policy Development | Regulatory Compliance | Financial ManagementContact: tkeeley002@gmail.com
Listed skills include Financial Analysis, Cash Management, Sarbanes Oxley Act, Enterprise Risk Management, and 22 others.
Current workplace
Tom K.'s current company
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Risk Management, Internal Audit, Internal Control
AeroLeads page
8 roles · 33 years
Tom K. work experience
A career timeline built from the work history available for this profile.
Senior Director, Internal Audit Professional Practice
Current(Specialties: Internal Audit, Process Improvement, Quality Assurance, Governance, Internal Control, Regulatory Compliance, Financial Management) Transformed internal audit practice (board and senior management reporting, methodology, quality assurance, regulatory management) and co-sourcing operating model of fast growing financial institution to exceed.
2017 - Present
~9 yrs 5 mos
Advisor
Risk Management, Internal Audit, Internal Control
(Specialties: Internal Control, Process Improvement, Practice Enhancement, Governance)Advised tech start up on internal control and enterprise risk management frameworks (COSO, COBIT, COSO ERM) ensuring new software application supported client and third party compliance and SSAE 16 reporting needs.
Dec 2015 - Dec 2016
Vice President And Director, Professional Practices - Corporate Audit Division
(Speciality: Internal Audit, Process Improvement, Internal Control, Risk Management, Quality Assurance, Governance, Regulatory Compliance, Financial Management)Established international team charged with the advancement of internal audit practice including: exceeding enterprise, industry, and regulatory expectations (FRB's SR13-1 & OCC's Heightened.
Apr 2004 - Nov 2015
Senior Audit Manager - Corporate Audit Division
(Speciality: Internal Audit, Internal Control, Risk Management, Regulatory Compliance)Managed seven person team responsible for evaluation of the design and effectiveness of internal control, risk management, governance, and SOX processes for wealth management businesses. Led all aspects of team’s performance including: annual plan development.
Aug 1998 - Apr 2004
Senior Management Consultant
(Speciality: Process Reengineering, Process Improvement, Internal Control)Project managed process reengineering and improvement initiatives; established finance and accounting function for new subsidiary; evaluated feasibility of new product concepts; transformed corporate finance division.
1995 - 1998
~3 yrs
Management Consultant
(Speciality: Process Reengineering, Process Improvement, Internal Control)Evaluated feasibility of new product concept to streamline benefit payment process including in-depth cost benefit analysis, product design and evaluation, and process impact. Significantly reduced costs.
1995 - 1998
~3 yrs
Senior Auditor
(Speciality: Auditing, Internal Auditing, Internal Control)Led reviews of capital markets, fixed income, risk management, credit, corporate and international banking; accounting, and treasury functions of clients.
1993 - 1995
~2 yrs
3 education records
Tom K. education
Master Of Business Administration (Mba), Finance, Marketing
Northwestern University - Kellogg School Of Management
Ba, Accounting
University Of Illinois Urbana-Champaign
Bsa/Aml Overview; Bsa/Aml Complying With Bsa: Information Security & Red Flags
American Bankers Association
FAQ
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Quick answers generated from the profile data available on this page.
What company does Tom K. work for?
Tom K. works for Risk Management, Internal Audit, Internal Control.
What is Tom K.'s role at Risk Management, Internal Audit, Internal Control?
Tom K. is listed as Internal Audit - Risk Management - Internal Control - Regulatory & Governance Professional (CPA , MBA) at Risk Management, Internal Audit, Internal Control.
What is Tom K.'s email address?
AeroLeads has found 1 work email signal at @westernalliancebancorporation.com for Tom K. at Risk Management, Internal Audit, Internal Control.
What is Tom K.'s phone number?
AeroLeads has found 4 phone signal(s) with area code 847, 312 for Tom K. at Risk Management, Internal Audit, Internal Control.
Where is Tom K. based?
Tom K. is based in Greater Chicago Area, United States, United States while working with Risk Management, Internal Audit, Internal Control.
What companies has Tom K. worked for?
Tom K. has worked for Risk Management, Internal Audit, Internal Control, Western Alliance Bank, Bmo Harris Bank N.A., Cna Insurance, and Price Waterhouse Coopers.
How can I contact Tom K.?
You can use AeroLeads to view verified contact signals for Tom K. at Risk Management, Internal Audit, Internal Control, including work email, phone, and LinkedIn data when available.
What schools did Tom K. attend?
Tom K. holds Master Of Business Administration (Mba), Finance, Marketing from Northwestern University - Kellogg School Of Management.
What skills is Tom K. known for?
Tom K. is listed with skills including Financial Analysis, Cash Management, Sarbanes Oxley Act, Enterprise Risk Management, Risk Management, Internal Controls, Internal Audit, and Business Process Improvement.
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