Todd Phelan Email & Phone Number

Columbia, Md

Columbia, Md

Columbia, Md

Columbia, Md

Supervised and coordinated projects for team of attorneys, including review, comment and editing of attorney work product.Advised client due diligence and investment committees on disclosure, regulatory and related matters. Represented broker-dealer clients in due diligence review of securities offerings for various alternative investments, including real estate investment trusts, business development companies, equipment leasing funds and closed-end interval funds.Evaluated securities offerings for compliance with requirements of the 1933 Act, 1934 Exchange Act and Investment Company Act, among other regulations, through review of offering documents, operative agreements, formation documents and SEC filings, as well as correspondence with the SEC and FINRA.Conducted interviews of senior executives of public and private companies regarding business strategy and objectives, company performance, history and operational procedures.Drafted reports for broker-dealer clients on current offerings of interests in and performance of non-traded real estate investment trusts.

Washington, D.C.

Drafted disclosure documents, operative agreements and ancillary documents relating to large structured finance transactions for major investment bank and private equity clients; documents included private placement memoranda, trust agreements, purchase agreements, servicing agreements, officers’ certificates and legal opinions.Worked as lead associate on 1934 Exchange Act compliance issues for major investment bank, including drafting and review of Forms 8-K, 10-D, 10-K and 15 for filing with the SEC.Coordinated transactions and drafted documents for securities offerings of the Small Business Administration.Reviewed term sheets and financing documents to assist in providing ongoing debt investment advice to multinational financial corporation.Drafted security agreements and aided in preparation of credit agreement for multimillion dollar financing transaction on behalf of major global banking client.Drafted and filed operating agreements and organizational documents for business entities.

Rockville, Md

Served as member of feature team that worked to continually develop and enhance company’s flagship product, and worked with clients to evaluate and implement customized financial software package to meet individual company needs.

J.D.

B.S., Economics