Chief Compliance Officer
Current- Oversee and communicate ethical goals and principles for the Compliance and Ethics Program to ensure compliance of laws, policies, guidelines and regulations
- Conduct proactive risk assessments and compliance reviews to identify areas of compliance vulnerability
- Develop and implement corrective action plans for timely mitigation of compliance and operational risk areas
- Facilitate trainings for new employees, attorneys, managers and staff to promote a culture of risk management and ensure compliance of internal regulations and external laws
- Evaluate, investigate and resolve compliance issues and concerns with the goal of protecting assets, mitigating sanctions and limiting exposure to the company
- Streamline uniform system for reporting and handling of compliance violations to ensure consistency, fairness and eliminate fear of retaliation
Apr 2018 - Present
