Tracy Hawkins Email & Phone Number

Accomplished and highly motivated senior management level financial services attorney with extensive global experience (18 years plus) in the investment management and derivatives businesses. Extensive and in depth understanding of the business and regulatory/legal aspects of the investment management and derivatives businesses. Proven record of being results and solutions oriented with strong team building and management skills. Trusted adviser to senior management. Excellent communication skills.Experience and expertise in the following areas:• Corporate governance• Derivatives, fixed income (incl, bank loans), equities, currency, and alternatives• Advisory, fiduciary, and other regulatory/legal issues (e.g. those presented under OCC, ERISA, U.S. federal and state laws and regulations, and various non-U.S. laws) relating to securities, funds, investment products, and separately managed accounts• Bank-maintained collective funds, private investment funds/hedge funds, and other collective investment vehicles (U.S. and non-U.S.)• Complex contract negotiations• Advising on issues relating to the sale of a global investment advisory business• Formation and operation (including distribution) of all types of alternative investment vehicles organized under the U.S and various non-U.S. jurisdictions• Dealing with regulators during various regulatory reviews

Listed skills include Alternative Investments, Securities, Hedge Funds, Equities, and 25 others.