Tracy Calder

Tracy Calder Email and Phone Number

Adjunct Professor of Law @ University of North Carolina School of Law
Tracy Calder's Location
Charlotte Metro, United States
Tracy Calder's Contact Details
About Tracy Calder

Legal and compliance executive with broad experience in all aspects of financial services.

Tracy Calder's Current Company Details
University of North Carolina School of Law

University Of North Carolina School Of Law

View
Adjunct Professor of Law
Tracy Calder Work Experience Details
  • University Of North Carolina School Of Law
    Adjunct Professor Of Law
    University Of North Carolina School Of Law Aug 2020 - Present
    Chapel Hill, North Carolina, United States
    View
  • Freelance
    Risk And Regulatory Consultant
    Freelance Apr 2020 - Present
    Charlotte Metro
  • Lpl Financial
    Chief Risk Officer
    Lpl Financial Apr 2018 - Apr 2020
    Fort Mill, South Carolina
    View
  • Lpl Financial
    Deputy Chief Risk Officer
    Lpl Financial Jan 2016 - Apr 2018
    Charlotte, North Carolina Area
    View
  • J. P. Morgan Securities Llc
    Chief Compliance Officer
    J. P. Morgan Securities Llc May 2015 - Jan 2016
    New York, New York
    Led compliance program for J.P. Morgan's institutional and private client broker/dealer and registered investment advisor (RIA) businesses.
    View
  • J. P. Morgan Securities Llc
    Managing Director
    J. P. Morgan Securities Llc Aug 2013 - May 2015
    New York, New York
    Head of Fiduciary and Brokerage Compliance.
  • Wells Fargo Advisors
    Cco - Retail Compliance
    Wells Fargo Advisors Mar 2012 - Jul 2013
    St. Louis, Missouri
    Led the retail compliance program for the firm’s broker/dealer and investment advisor businesses.
    View
  • Ubs Wealth Management Americas
    Managing Director/Coo, Legal And Compliance
    Ubs Wealth Management Americas 2010 - 2011
    Weehawken, New Jersey
    • Strategic partner and advisor to senior management relative to balancing business opportunity against legal, compliance and regulatory risk.• Broad experience on governance committees, project teams and as counsel to affiliated corporate boards.
  • Ubs Wealth Management Americas
    Head Of Legal, Wealth Management Advisor Group
    Ubs Wealth Management Americas 2006 - 2010
    Weehawken, New Jersey
  • Ubs Wealth Management Americas
    Chief Money Laundering Prevention Officer
    Ubs Wealth Management Americas 1999 - 2007
    Weehawken, New Jersey
  • Ubs Wealth Management Americas
    Chief Compliance Officer
    Ubs Wealth Management Americas 2002 - 2006
    Weehawken, New Jersey
  • Ubs Wealth Management Americas
    Deputy General Counsel/Senior Associate General Counsel
    Ubs Wealth Management Americas 1994 - 2002
    Weehawken, New Jersey
  • Ubs Wealth Management
    Legal And Compliance
    Ubs Wealth Management 1994 - 2011
  • Seward & Kissel Llp
    Associate
    Seward & Kissel Llp 1986 - 1994
    New York, New York
    Participated in all aspects of federal and state commercial litigation and employment law advice and litigation.
    View

Tracy Calder Education Details

Frequently Asked Questions about Tracy Calder

What company does Tracy Calder work for?

Tracy Calder works for University Of North Carolina School Of Law

What is Tracy Calder's role at the current company?

Tracy Calder's current role is Adjunct Professor of Law.

What is Tracy Calder's email address?

Tracy Calder's email address is tr****@****reg.com

What schools did Tracy Calder attend?

Tracy Calder attended University Of North Carolina School Of Law, Fordham University, New York University School Of Law.

Not the Tracy Calder you were looking for?

View similar profiles

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.