Tracy Moss

Tracy Moss Email and Phone Number

Lead Compliance Officer at Wells Fargo @ Wells Fargo
san francisco, california, united states
Tracy Moss's Location
Conover, North Carolina, United States, United States
Tracy Moss's Contact Details

Tracy Moss work email

Tracy Moss personal email

n/a
About Tracy Moss

I am an attorney with vast knowledge of compliance laws and regulations, as well as business law. Currently, I develop and implement communication strategies with designated control partners to ensure clarity in roles and responsibilities and transparency in program support. I partner with various lines of business and levels of management in order to ensure regulatory requirements are met, this includes developing and maintaining the annual compliance plan. This requires extensive knowledge in banking regulations and keeping up with regulatory changes that could impact required trainings across all lines of businesses. In previous roles, I assisted in developing compliance programs, ensuring compliance with applicable laws and regulations. I consulted with and provided guidance with human resources and other departments regarding team and professional development. Ensured compliance with employment related laws (EEOC, OSHA, HIPAA, FLSA).I have management experience, in which I oversaw four departments, including contracts, licensing and credentialing, audits and investigations and compliance. During this time, I completed Annual Risk Assessments and provided recommendations, developed and tracked corrective actions to address all regulatory risks and develop plans to mitigate when possible. I was certified in healthcare compliance (CHC) and privacy/HIPAA compliance (CHPC).

Tracy Moss's Current Company Details
Wells Fargo

Wells Fargo

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Lead Compliance Officer at Wells Fargo
san francisco, california, united states
Website:
wellsfargo.com
Employees:
246787
Tracy Moss Work Experience Details
  • Wells Fargo
    Lead Compliance Officer
    Wells Fargo Nov 2022 - Present
    Charlotte, North Carolina, United States
  • Wells Fargo
    Senior Business Execution Consultant
    Wells Fargo Dec 2019 - Jan 2023
    • Act as a subject matter expert for training assignments governance and issue resolution for several enterprise function leaders and their respective organizations• Fulfill audit and regulatory training reporting request• Develop and implement communication strategies with designated control partners to ensure clarity in roles and responsibilities and transparency in program support• Partner with Business Aligned Compliance Officers and Learning and Development acting as a liaison to address assignment gaps, issues and program enhancements
  • Wells Fargo
    Compliance Consultant
    Wells Fargo Jan 2019 - Dec 2019
    Charlotte, North Carolina, United States
    • Partnered with various lines of business and levels of management in order to ensure regulatory requirements were met by creating audiences for all training assignments related to the legacy Wholesale Banking division• Provided monitoring and reporting of all enterprise and group level training for more than 30,000 Wholesale Banking employees and Corporate Risk employees• Tracked and submitted training exceptions, exemptions, substitutions, additions/deletions and extensions of time request• Conducted course assignment validations for wholesale training and escalated errors and issues to the appropriate Learning and Development partners• Communicated with all compliance and business partners regarding upcoming move the lines and lift and shifts that could potentially impact regulatory training requirements
  • Children'S Hope Alliance
    Senior Director Of Compliance
    Children'S Hope Alliance Jul 2016 - Jan 2019
    • Developed, implemented and revised policies and procedures to comply with regulatory standards• Consulted with and provided guidance with human resources and other departments regarding team and professional development, including on-boarding training requirements• Ensured compliance with employment related laws (EEOC, OSHA, HIPAA, FLSA)• Established plans for monitoring to improve compliance with all areas and monitor plans of corrections to effectively implement and improve compliance• Facilitated communications with state and federal regulatory auditors, including participating, planning and leading all external audits, investigations and reviews• Completed Annual Risk Assessment by identifying key areas of risk within the agency and develop plans to mitigate, when possible, by partnering with each agency department
  • Children'S Hope Alliance
    Contract Administrator
    Children'S Hope Alliance Apr 2014 - Jul 2016
    Barium Springs, Nc

Tracy Moss Education Details

Frequently Asked Questions about Tracy Moss

What company does Tracy Moss work for?

Tracy Moss works for Wells Fargo

What is Tracy Moss's role at the current company?

Tracy Moss's current role is Lead Compliance Officer at Wells Fargo.

What is Tracy Moss's email address?

Tracy Moss's email address is tr****@****rgo.com

What schools did Tracy Moss attend?

Tracy Moss attended University Of North Carolina At Chapel Hill, Charlotte School Of Law.

Who are Tracy Moss's colleagues?

Tracy Moss's colleagues are David Cravatta, Steven Kitchen, Marcus Staton, Heidi Stock, Susan Barnes, Chelsie Bacon, Sandeep Singh, Mba.

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