Tracy Hood Email & Phone Number

Charlotte, Nc, Us

Manages state licenses, exam management, due diligences, regulatory reporting and agency (FNMA, FHLMC & GNMA) audits and relationship.

Fort Mill, South Carolina, United States

Responsibilities include exam management, licensing, and agency oversight.

Indian Land, Sc

- Coordinate data collection in connection with all filings- Ensure all filings are submitted accurately and on time- Create, review and advise on required documentation in support of filings- Interact with state and local regulatory and taxing agencies regarding compliance with regulatory guidelines as well as resolving related issues- Assist with responses to inquiries and audits from state and local regulatory and taxing authorities regarding filings- Maintain up-to-date… Show more - Coordinate data collection in connection with all filings- Ensure all filings are submitted accurately and on time- Create, review and advise on required documentation in support of filings- Interact with state and local regulatory and taxing agencies regarding compliance with regulatory guidelines as well as resolving related issues- Assist with responses to inquiries and audits from state and local regulatory and taxing authorities regarding filings- Maintain up-to-date knowledge of filing requirements for state and local taxing authorities- Create, manage and maintain multi-state licensure database- Coordinate records management compliance including: (1) maintaining a digital record of all filings; and (2) requests of any Filing- Assist the Chief Risk and Chief Financial Officers with projects and tasks as needed Show less

Indian Land, Sc

- Manage a team of three employees who respond to state examinations, including data requests, responses to examinations, and tracking issues to maintain regulatory reporting requirements- Make recommendations to executive management and business units to improve current mortgage origination processes and ensure compliance with laws and regulations- Manage corrective actions

Indian Land, Sc

- Prepared and filed regulatory reports for an independent mortgage company originating $12 billion per year in volume - Performed data quality checks and data mapping, and gathered data requirements for required state reporting- Developed tactical solutions to reporting issues until strategic solution could be developed and implemented- Worked with Information Technology Department to automate reports and improve reporting efficiencies- Maintained state mortgage license surety… Show more - Prepared and filed regulatory reports for an independent mortgage company originating $12 billion per year in volume - Performed data quality checks and data mapping, and gathered data requirements for required state reporting- Developed tactical solutions to reporting issues until strategic solution could be developed and implemented- Worked with Information Technology Department to automate reports and improve reporting efficiencies- Maintained state mortgage license surety bonds along with a matrix of applicable requirements- Responded to exam reporting requests and questions from Examiners- Documented and communicated policies and procedures used in regulatory reporting- Developed and implemented a regulatory reporting calendar and process to ensure regulatory reporting compliance- Performed ad-hoc reporting requests for the Compliance Department Show less

Charlotte, Nc

- Performed month-end close reconciliations related to capitalized software, fixed assets, and intangibles, and shortened month-end close reconciliations from ten to five days- Implemented capitalization policy- Managed unclaimed property Voluntary Disclosure Agreements for three states- Implemented unclaimed property procedures and managed review of ledger accounts for unclaimed property- Assisted with implementation of ERP system including building the fixed assets module

Charlotte, North Carolina Area

- Performed month-end close reconciliations, including expense reimbursements- Developed and implemented reconciliation procedures for legal expense accruals- Streamlined bank statement support processes and reconciled trial balance monthly- Assisted with unclaimed property Voluntary Disclosure Agreements and 10-Q and 10-K tie-out

Boca Raton, Fl

- Originated and processed an average pipeline of $2.5 million- Participated in sales presentations and maintained knowledge of current guidelines, products, policies, and procedures

Plantation, Fl

- Originated and maintained an average pipeline of $13 million- Maintained knowledge on guidelines, products, policies, and procedures and analyzed borrowers’ credit and selected appropriate loan program

Boca Raton, Fl

- Managed an average pipeline of $45 million - Analyzed income, asset, and credit documents for accuracy, quality, and compliance, and underwrote loans of $1 million and above- Assisted with branch budgeting, P&L and G/L issues, and P&L variance analysis, and managed quarterly sales commission compensation

Master'S Degree, Accounting

Bachelor Of Science (B.S.), Family And Childhood Development