Tristan Woolf Email & Phone Number

Saint Leonards, GB

London, United Kingdom

• Investigations across all parts of the business regarding suspicions and allegations of all types of financial crime, internal and external. Second line-of-defence oversight and sign-off for potential matches.
• Investigating allegations of all types of financial crime issues involving clients, employees and third parties. Creation of Suspicious Activity Reports (SARs) for the National Crime Agency (NCA).
• 2LOD reviews for potential screening matches escalated from 1LOD – sanctions, Politically Exposed Persons (PEPs), subjects of adverse media and clients connected to high-risk business sectors and locations. Performing.
• 2LOD assessment of suspicious transaction monitoring findings escalated from 1LOD.
• Communicating with potential victims of fraud and their Financial Advisors to establish circumstances and complete reports, recommending any necessary measures.
• Reviewing internal policies, guidance documentation and processes. Submitting proposed updates and improvements for approval.

London, United Kingdom

• Assisted the MLRO in all matters relating to Compliance, AML, CDD and transaction monitoring. This included both Raphaels and their business partners and clients, for whom they processed transactions on reloadable.
• Reviewing and testing effectiveness of sanctions and PEPs monitoring systems
• Assessing reports triggered by adverse transaction monitoring in partner businesses
• Investigating suspicious transactions and creating and uploading SARs via the NCA website
• Documenting and raising trends or issues to internal stakeholders and partner businesses
• Reporting findings of investigations to MLRO and senior management

London, United Kingdom

Investigating and adjudicating complaints in motor insurance

London, United Kingdom

• Deloitte-run project
• Analysis of past consumer complaints
• Gathering required information and evidence.

London, United Kingdom

• Anti-Money Laundering and Counter-Terrorist Financing
• Sanctions
• Gifts and Hospitality
• Researching regulatory changes
• Updating internal guidance and processes

London, United Kingdom

Investigating and adjudicating complaints covering a wide variety of areas, including ISAs, current accounts, credit cards, overdrafts, term loans, and consumers in arrears and financial difficulty.

United Kingdom

• Screening customers for sanctions and PEPs
• Researching profiles for PEPs and sanctioned individuals
• Investigating potentially fraudulent transactions
• Corporate Finance
• Wealth
• AML

Education record

A-levels: Mathematics (B) French (B) Physics (D)

Education record