2013 - Present
~13 yrs 6 mos
AeroLeads people directory · profile
Tracy Wiswall Email & Phone Number
20 Year Compliance Officer (Retail and Institutional)
at
Nextdoor.com
1 work email found
@clsecurities.com
3 phones found area 901
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Current company
Role
20 Year Compliance Officer (Retail and Institutional)
Location
Memphis, Tennessee, United States
Company size
Who is Tracy Wiswall? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Tracy Wiswall is listed as 20 Year Compliance Officer (Retail and Institutional) at Nextdoor.com, a with 622 employees, based in Memphis, Tennessee, United States. AeroLeads shows a work email signal at clsecurities.com, phone signal with area code 901, and a matched LinkedIn profile for Tracy Wiswall.
Tracy Wiswall previously worked as Lead - Central Gardens at Nextdoor.Com and Chief Compliance Officer at Cabot Lodge Securities. Tracy Wiswall holds Bachelor Of Business Administration, Management from Southeastern Louisiana University.
Company email context
Email format at Nextdoor.com
This section adds company-level context without repeating Tracy Wiswall's masked contact details.
{first}.{last}@clsecurities.com
86% confidence
AeroLeads found 1 current-domain work email signal for Tracy Wiswall. Compare company email patterns before reaching out.
Profile bio
About Tracy Wiswall
Tracy Wiswall is a 20 Year Compliance Officer (Retail and Institutional) at Nextdoor.com. They possess expertise in finra, series 24, series 7, series 4, series 63 and 16 more skills.
Listed skills include Finra, Series 24, Series 7, Series 4, and 17 others.
Current workplace
Tracy Wiswall's current company
Company context helps verify the profile and gives searchers a useful next step.
Nextdoor.Com
6 roles · 14 years
Tracy Wiswall work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Mar 2022 - Dec 2022
Sr. Compliance Officer
Nov 2021 - Mar 2022
Svp - Sr. Compliance Officer
Project oriented compliance officer, consulting with other compliance officers as well as other departments in conduct of intra and interdepartmental projects.Securities and advisory services offered through B. Riley Wealth Management, Inc.,Member FINRA/SIPC. These statements, or any other opinion posted on this site, are myopinion only and neither represent nor are indicative of B. Riley Wealth Management’soverall opinion. For important disclosure information, please visit: https://brileyfin.com/disclosures#wealth-management-disclosures
Sep 2011 - Oct 2021
Svp - Chief Compliance Officer
Wunderlich Securities, Inc
Duties included creation, iplementation and oversight of all aspects of the compliance of a FINRA and SEC registered broker/dealer and investment advisor.
Apr 2004 - Sep 2011
Senior Compliance Examiner
Finra (Formerly Nasd Regulation, Inc.)
Field examiner who conducted routine examinations of all aspects of NASD/FINRA member broker/dealer firms. Typical duties included review of net capital computations, customer suitability, trading, market making, syndicate, banking, etc.
Jan 1999 - Jan 2004
Team & coworkers
Colleagues at Nextdoor.com
Other employees you can reach at nextdoor.com. View company contacts for 622 employees →
JW
Joshua Wilkinson
Colleague at Nextdoor.ComSpring Hill, Tennessee, United States
View →
KC
Kevin Chai
Colleague at Nextdoor.ComSan Francisco Bay Area, United States
View →
AS
Alberto Solana
Colleague at Nextdoor.ComSan Francisco, California, United States
View →
DT
Doug Togno
Colleague at Nextdoor.ComSan Francisco, California, United States
View →
JV
John Vitale
Colleague at Nextdoor.ComCleveland, Ohio, United States
View →
RD
Reina De La Cruz
Colleague at Nextdoor.ComLos Angeles, California, United States
View →
PR
Prashanta Roy
Colleague at Nextdoor.ComDhaka, Bangladesh
View →
DW
Delano Willis
Colleague at Nextdoor.ComEl Cerrito, California, United States
View →
LA
L. Ap
Colleague at Nextdoor.ComGreater Houston, United States
View →
AY
Aillen You
Colleague at Nextdoor.ComSan Francisco, California, United States
View →
Joshua Wilkinson
Colleague at Nextdoor.ComSpring Hill, Tennessee, United States
View →
KC
Kevin Chai
Colleague at Nextdoor.ComSan Francisco Bay Area, United States
View →
AS
Alberto Solana
Colleague at Nextdoor.ComSan Francisco, California, United States
View →
DT
Doug Togno
Colleague at Nextdoor.ComSan Francisco, California, United States
View →
JV
John Vitale
Colleague at Nextdoor.ComCleveland, Ohio, United States
View →
RD
Reina De La Cruz
Colleague at Nextdoor.ComLos Angeles, California, United States
View →
PR
Prashanta Roy
Colleague at Nextdoor.ComDhaka, Bangladesh
View →
DW
Delano Willis
Colleague at Nextdoor.ComEl Cerrito, California, United States
View →
LA
L. Ap
Colleague at Nextdoor.ComGreater Houston, United States
View →
AY
Aillen You
Colleague at Nextdoor.ComSan Francisco, California, United States
View →
2 education records
Tracy Wiswall education
Bachelor Of Business Administration, Management
Education record
FAQ
Frequently asked questions about Tracy Wiswall
Quick answers generated from the profile data available on this page.
What company does Tracy Wiswall work for?
Tracy Wiswall works for Nextdoor.com.
What is Tracy Wiswall's role at Nextdoor.com?
Tracy Wiswall is listed as 20 Year Compliance Officer (Retail and Institutional) at Nextdoor.com.
What is Tracy Wiswall's email address?
AeroLeads has found 1 work email signal at @clsecurities.com for Tracy Wiswall at Nextdoor.com.
What is Tracy Wiswall's phone number?
AeroLeads has found 3 phone signal(s) with area code 901 for Tracy Wiswall at Nextdoor.com.
Where is Tracy Wiswall based?
Tracy Wiswall is based in Memphis, Tennessee, United States while working with Nextdoor.com.
What companies has Tracy Wiswall worked for?
Tracy Wiswall has worked for Nextdoor.Com, Cabot Lodge Securities, Newbridge Securities Corporation, B. Riley Wealth Management, and Wunderlich Securities, Inc.
Who are Tracy Wiswall's colleagues at Nextdoor.com?
Tracy Wiswall's colleagues at Nextdoor.com include Joshua Wilkinson, Kevin Chai, Alberto Solana, Doug Togno, and John Vitale.
How can I contact Tracy Wiswall?
You can use AeroLeads to view verified contact signals for Tracy Wiswall at Nextdoor.com, including work email, phone, and LinkedIn data when available.
What schools did Tracy Wiswall attend?
Tracy Wiswall holds Bachelor Of Business Administration, Management from Southeastern Louisiana University.
What skills is Tracy Wiswall known for?
Tracy Wiswall is listed with skills including Finra, Series 24, Series 7, Series 4, Series 63, Securities, Aml, and Securities Regulation.
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