• Leads 11 direct reports, with experience serving as interim senior manager for team of 40 individuals. Onshore and offshore team is responsible for the Corporate and Investment Banking (CIB), Securities and Operations Accounting (SOA), and Wealth and Investment Management (WIM) audit areas, overseeing compliance with Wells Fargo’s Committee of Sponsoring Organizations (COSO) based policies for internal controls related to SEC, Regulatory, and Broker Dealer reporting.• Leads department-wide training initiatives for 250+ team members, ensuring compliance with COSO-based policies. Training initiatives include partnering with Learning & Development to create the company’s first CPE-eligible trainings within Develop You.• Manages team member workload, evaluates staffing levels and hiring needs, conducts yearly planning, leads pre-walkthrough and walkthrough meetings, identifies areas of significant risk, reviews workpaper documentation, oversees and reports on the completion of testing, coordinates with internal and external auditors, and presents findings and testing conclusions to senior leadership.• Developed risk assessable unit (RAU) risks, controls, and flowcharts during RCSA workshops as key contact representing COSO control testing function.• Established COSO quality assurance program to demonstrate commitment to quality, transparency, and accountability in the testing of Internal Control Over Financial Reporting (ICOFR).

• Lead senior providing external audit, risk advisory, and control testing for Fortune 50 financial services and publicly traded healthcare clients.• Conducted walkthroughs and risk assessments, performed operational and SOX compliance testing, and led teams through audit execution, documentation, and presentation of findings to management.• Developed and lead SOX efficiency CPE training to provide guidance over scoping, risk ranking, control identification, population, sample selection, test of design, test of effectiveness, and workpaper best practices.

• Led four SOX and assurance audits and contributed to 30 others, including reviewing and approving workpapers for 20 audits, and providing value-add findings and observations to business units and senior management.• Provided comprehensive audit management for complex projects, including controllers SOX and assurance (assessing ~100 controls across eight business units), equity investments assurance (performing direct reliance work for external auditors), and GDPR compliance (collaborating with five business units across four countries).• Streamlined a pensions SOX audit by implementing a SharePoint solution for data requests, accelerating project completion by one week and report distribution by three weeks.

• Completed monthly close including booking crude inventory movements, billing of primary and secondary costs, and entering accruals to ensure all activity was captured in the appropriate accounting period.• Settled crude purchase and sale activity in a timely and accurate manner including confirming net-out balances and working with pipelines, third-party trading partners, commercial, and refining to resolve differences.• Reconciled book to physical inventory balances, performing and documenting variance resolution.

• Analyzed the FY13 and FY14 project budget spending to determine remaining fiscal year expenses.• Compiled and input data into government database using FBMS software.• Completed forensic audit work to find discrepancies between contractor/customer invoices.• Determined correct FY13 and FY14 invoice totals to be invoiced to client.• Worked with specialized contractor to problem solve a case which directly led to FCG's client renewing their multi-million-dollar agreement.

• Worked extensively with Mortgage Loan Officer as well as several Mortgage Loan Processors to initiate, process, and complete consumer loans. • Served as the direct liaison between customer and Loan Officer/Loan Processors. • Responsible for full interaction with potential and existing loan customers which included taking phone calls and responding to emails, scheduling appointments, providing loan status updates, and coordinating closings.