Tyler Cates Email & Phone Number

Richmond, Va, Us

Richmond, Virginia, United States

Richmond, Virginia, United States

Richmond, Virginia, United States

Analyze trading and transaction patterns in brokerage and retirement accounts to ensure advisors are following regulatory policies and investment objectivesServe as a subject matter expert for Financial Advisors and their assistants on various types of brokerage and retirement accounts Assist brokerage branches and other BB&T departments analyze and process complex transactions involving cash, securities, borrowed funds, and unsettled tradesReview client portfolios to determine whether or not they are eligible to pledge their assets as collateral for personal and commercial loansHandle a high-volume of inbound and outbound calls concerning brokerage transactions, policies, and regulations

Richmond, Virginia Area

Serve as a subject matter expert for Financial Advisors and their assistants on various types of brokerage accounts including but not limited to individual/joint brokerage accounts with or without margin eligibility and Priority Credit Line and Secure Prime Line accounts.Assist brokerage branches and all WFA departments in completing highly complex transactions involving securities, cash, or margin while following both firm and regulatory rules and regulations.Review and remediate trading debits and violations in cash and margin.Handle a high-volume of inbound and outbound calls concerning brokerage transactions, policies, and regulations.

Glen Allen, Virginia

Serve as a subject matter expert for Financial Advisors and their assistants on Individual Retirement Accounts (IRA).Open and service IRA accounts including but not limited to transfers, rollovers, consolidations, and conversions.Advise on all policies and procedures concerned with IRA transactions.Participate actively and contribute as a team member to achieve individual, department and corporate goals.

Virginia Beach, Virginia

Provided assistance to office employees in managing high profile insurance policies and files.Developed sophisticated filing system to help better organize physical data and records (past and present) for use on newer projects. Transported confidential insurance portfolios and information to and from various storage facilities.Consolidated and organized storage facilities to help company cut storage expenses.Consolidated and “purged” (confidential information management) portfolios to maintain space and organization for incoming clients.

Richmond, Virginia

• Assisted customers by taking orders and handling monetary transactions• Navigated downtown urban areas to make 10-30 deliveries per day by bicycle

Richmond, Virginia Area

• Provided assistance to wait staff during lunch and dinner services, including table and dining room maintenance• Provided 5-star quality customer service to high-profile customers in a high-volume customer base• Maintained proper cuisine presentation before and during delivery to correct clients without using table side “auctioning”• Assisted bar and cocktail staff in food and beverage service• Provided assistance to all kitchen staff in preparing necessary menu ingredients for 200-500 customers per night depending on night of the week• Maintained amicable relationships with all other employees including managers and staff not directly supervising my required tasks• Provided above services during all holidays, including New Year’s Eve/Day, Valentine’s Day, Mother’s/Father’s Day*, Easter*, Thanksgiving*, Christmas Eve and other various occasions associated with events occurring around the Richmond area (* denotes brunch and dinner services where shifts usually ran 12-14 hours)

Virginia Beach, Virginia

** May 2011 - August 2011 does not properly illustrate time period of employment. I worked there during summer and winter breaks while attending VCU. • Performed an abundance of specialized repair tasks around the Hampton Roads and Richmond areas• Removed and reconstructed lakeside bulkheads using specialized equipment to remove pre-existing steel/cement structures, plant support posts using aquatic excavation tools• Remodeled backyard decks and patios, as well as hot tub removal and repair• Repaired tile and flooring, assembled and repaired outdoor patio equipment, and serviced all plumbing issues at The Cheesecake Factory in Virginia Beach, VA• Installed cabinetry and lighting fixtures at P.F. Chang’s and The Cheesecake Factory in Short Pump area of Richmond, VA• Assisted in several renovation jobs on homes around Virginia Beach and Hampton Roads, including siding, roofing, cabinetry, tiling, and excavating

Virginia Beach, Virginia

• Maintained store organization and cleanliness• Provided fashionable advice to customers, as well as information about sales and pricing concerning new and older products• Managed and recorded new incoming inventory• Assisted customers with purchasing, returning, and exchanging products• Organized store in different ways to help promote current sales as well as certain items that weren’t providing the store with adequate profits• Occasionally judged skateboarding competitions held by the shop and community programs