Tyler Garvey Email & Phone Number

New York, NY, US

Paris, FR

• Member of the Corporate and Institutional Banking Group.
• Serve as in-house counsel for transactions related to Asset Finance Securitizations, Debt & Equity Capital Markets and Structured Notes.

New York, New York, US

• Associate in the Energy, Infrastructure, Project and Asset Finance (EIPAF) Group focusing on various types of Project Finance transactions.
• Seconded from March 2021 to December 2021 to the Corporate and Institutional Banking Group of BNP Paribas focusing on Asset Finance Securitizations, Project Finance, Debt & Equity Capital Markets, Mergers &.

Chicago, IL, US

• Associate in the Banking & Finance Group focusing on various types of Project Finance transactions.
• Seconded from December 2016 to March 2017 to the Global Banking and Markets Legal - Client Documentation Group of HSBC Securities (USA) Inc. focusing on Credit-Linked Derivatives.

Trenton, New Jersey, US

• Reviewed S-1 (General), S-11 (REITs) and N-2 (Closed-end Management Investment Company) registration statements and drafted comment letters focused on investor risk factors.
• Drafted memos on investment advisor custody self-dealing under Rule 206, as well as summary revocation orders on suspended advisors after reviewing letters of acceptance, waiver and consent (AWC).
• Performed due diligence and occasionally supervised legal interns on matters regarding ongoing investigations, dark pools, compensation statements, investment amounts and the offer and sale of non-traded products.
• Assisted with conducting on-site examinations of investment advisory firms.

San Francisco, California, US

• Updated a compliance guide regarding new hedge fund managers.
• Assisted with drafting disclosure agreements and investment strategies for a hedge fund launch.
• Researched issues involving Rule 506(b), custody rule disclosure, international shareholder requirements, California nonprofit mutual benefit corporation annual requirements and federal and state registration exemptions.
• Analyzed material language and representations for master, mini and offshore fund indemnifications.
• Compared various industry risk factors in 10-K fillings.
• Updated private placement memorandums and subscription agreements.

Washington, DC, US

• 1 of 9 students selected throughout the country to participate in the New York Regional Office Fall Student Honors Program (AMU).
• Conducted legal research on the Investment Advisers Act, Investment Company Act and Securities Exchange Act.
• Drafted memos on violations involving investment advisers, hedge funds, mutual funds and private equity funds.

Boston, MA, US

• Firm dissolved in 2014.
• Conducted due diligence on an asset acquisition worth over $500 million.
• Drafted contract agreements, opinion letters, subordination agreements, consent agreements and closing checklists.
• Analyzed company SEC fillings and attended hedge fund presentations and client meetings.
• Researched issues involving EU and cross-border swap derivatives.
• Presented findings on employment law issues regarding employee credit checks.

Berkeley, CA, US

• Provided legal research on the effectiveness of restorative justice as an alternative to zero tolerance discipline policies at an Oakland, California high school.

New York, NY, US

• Wrote memos in preparation for fair hearing trials and assisted with representing residents of homeless shelters on a variety of matters related to public benefits.
• Conducted legal research and drafted reports on the effects of sanctions made under New York State Social Services Law.
• Interviewed numerous clients at homeless shelters and scheduled medical appointments on their behalf.

New York, NY, US

• Assisted attorneys on issues involving licensing agreements.
• Researched and reported customer advantages for a prepaid annuity debit card pilot to AXA's CEO and Executive Committee.

• Attended hearings and discussed funding strategies with Newark municipal judges on creating the first community court in New Jersey.
• Conducted legal research on ways to reduce the court’s reliance on ineffective fines and expensive short-term jail sentences.

New York, US

• Aided Assistant Attorney Generals in cases involving consumer fraud and landlord-tenant disputes.

US

• Conducted legal research on domestic violence and elder abuse issues.

• Witnessed civil court trials involving no-fault and negligence claims.

Brooklyn, NY, US

• Briefed legal research findings to lawyers and attended trials concerning issues of child custody and visitation rights.

Juris Doctorate, Law

Bachelor Of Arts, Humanities And Justice Studies, Honor Minors In English And Philosophy

High School, Civil Engineering