Tyler Mccall Email & Phone Number

Florida, United States

St. Petersburg, Florida, US

St. Petersburg, Florida, US

• Provided advice and guidance on Private Client Group (PCG) Compliance policies to Raymond James & Associates (RJA) and Raymond James Financial Services (RJFS) divisional supervision, management teams, financial.
• Conducted detailed research and investigations in a timely fashion. Interpreted findings, assessed risk and developed recommendations to ensure stakeholders within business areas have a clear understanding of findings.
• Reviewed, researched and evaluated surveillance referrals to identify potential issues that may require remediation
• Served as a trusted contact and liaison within function, providing education on firm and regulatory rules and escalating findings when appropriate

St. Petersburg, Florida, US

• Served as the primary point of contact for financial advisors and branch professionals in assigned business area by researching, interpreting, and translating firm and regulatory rules and regulations for financial.
• Conducted investigations and shared findings and recommendations with business area leaders
• Provided support for PCG Education and Training initiatives by proactively reaching out to financial advisors and branch professionals through multiple channels to ensure outstanding education courses and other.
• Facilitated division-wide coordination via organizing, leading discussions and reporting results of bi-weekly, cross-functional meetings with Divisional Compliance, Supervision and Management

St. Petersburg, Florida, US

• Conducted monthly and quarterly compliance reviews to identify inconsistencies and ensure compliance with firm and regulatory rules and regulations
• Escalated compliance related issues to the Divisional Compliance Officer and other lines of business when necessary and provided follow-up support through resolution of identified issues
• Researched, interpreted, and translated regulatory rules and regulations for internal departments, financial advisors and their staff
• Built relationships and served as compliance point of contact for financial advisors and their staff within assigned business area

Tampa, FL, US

• Monitor and evaluate client portfolios to identify and manage risk
• Identify, research and resolve issues within mortgage backed securities comprised of first and second lien mortgages
• Document, evaluate and resolve security performance issues and anomalies
• Analyze trends and data to prioritize workflow assignments and tasks within individual securities
• Validate, reconcile and recalculate loan level losses, prepayment premiums and mortgage insurance claims
• Provide oversight, verify the accuracy and integrity of data provided by third parties

San Antonio, Texas, US

• Managed simple to complex service requests within existing client brokerage and mutual fund accounts
• Processed a wide range of monetary transactions and trade orders within customer accounts
• Ensured that requests were handled in accordance with organizational and regulatory policies and procedures
• Researched and evaluated complex account issues, recommended and implemented solutions
• Limited firm liability and protected clients by identifying and addressing potential cases of fraud and identity theft
• Gathered information to interpret client needs

San Antonio, Texas, US

• Investigated, evaluated, negotiated and adjusted auto insurance claims
• Determined legal liability
• Equitably settled/defended claims in compliance with regulatory requirements of 11 states
• Managed and served as main point of contact for more than 90-100 individual claims on average
• Learned and adapted to frequently changing state and insurance industry regulations, processes and procedures
• Ensured fair and timely claim payments

• Ensured tenant and owner compliance with lease contract obligations involving building and office upkeep
• Managed the general upkeep of properties and ongoing projects

Bachelor Of Arts (B.A.), History & Political Science

Associates Of Arts, General Studies