Tyler Mccall Email & Phone Number

Florida, United States

St. Petersburg, Florida, Us

St. Petersburg, Florida, Us

• Provided advice and guidance on Private Client Group (PCG) Compliance policies to Raymond James & Associates (RJA) and Raymond James Financial Services (RJFS) divisional supervision, management teams, financial advisors and branch professionals• Conducted detailed research and investigations in a timely fashion. Interpreted findings, assessed risk and developed recommendations to ensure stakeholders within business areas have a clear understanding of findings and related compliance/risk considerations• Reviewed, researched and evaluated surveillance referrals to identify potential issues that may require remediation• Served as a trusted contact and liaison within function, providing education on firm and regulatory rules and escalating findings when appropriate

St. Petersburg, Florida, Us

• Served as the primary point of contact for financial advisors and branch professionals in assigned business area by researching, interpreting, and translating firm and regulatory rules and regulations for financial advisors and branch professionals to ensure they understood policy and/or regulatory impacts• Conducted investigations and shared findings and recommendations with business area leaders• Provided support for PCG Education and Training initiatives by proactively reaching out to financial advisors and branch professionals through multiple channels to ensure outstanding education courses and other education initiatives had been completed• Facilitated division-wide coordination via organizing, leading discussions and reporting results of bi-weekly, cross-functional meetings with Divisional Compliance, Supervision and Management

St. Petersburg, Florida, Us

• Conducted monthly and quarterly compliance reviews to identify inconsistencies and ensure compliance with firm and regulatory rules and regulations• Escalated compliance related issues to the Divisional Compliance Officer and other lines of business when necessary and provided follow-up support through resolution of identified issues• Researched, interpreted, and translated regulatory rules and regulations for internal departments, financial advisors and their staff• Built relationships and served as compliance point of contact for financial advisors and their staff within assigned business area

Tampa, Fl, Us

• Monitor and evaluate client portfolios to identify and manage risk• Identify, research and resolve issues within mortgage backed securities comprised of first and second lien mortgages• Document, evaluate and resolve security performance issues and anomalies • Analyze trends and data to prioritize workflow assignments and tasks within individual securities• Validate, reconcile and recalculate loan level losses, prepayment premiums and mortgage insurance claims• Provide oversight, verify the accuracy and integrity of data provided by third parties• Produce and edit monthly investor reports• Support business initiatives and provide support to other business units by participating in special assignments and projects

San Antonio, Texas, Us

• Managed simple to complex service requests within existing client brokerage and mutual fund accounts • Processed a wide range of monetary transactions and trade orders within customer accounts• Ensured that requests were handled in accordance with organizational and regulatory policies and procedures• Researched and evaluated complex account issues, recommended and implemented solutions• Limited firm liability and protected clients by identifying and addressing potential cases of fraud and identity theft• Gathered information to interpret client needs

San Antonio, Texas, Us

• Investigated, evaluated, negotiated and adjusted auto insurance claims• Determined legal liability • Equitably settled/defended claims in compliance with regulatory requirements of 11 states• Managed and served as main point of contact for more than 90-100 individual claims on average• Learned and adapted to frequently changing state and insurance industry regulations, processes and procedures• Ensured fair and timely claim payments• Worked with multiple stakeholders to ensure conflict and issues resolution• Selected by leadership to represent peer group as associate liaison to senior management •Served as new employee mentor and rotational trainer

• Ensured tenant and owner compliance with lease contract obligations involving building and office upkeep • Managed the general upkeep of properties and ongoing projects

Bachelor Of Arts (B.A.), History & Political Science

Associates Of Arts, General Studies