Uday Diwale

Uday Diwale Email and Phone Number

Head Compliance @
Uday Diwale's Location
Mumbai, Maharashtra, India, India
Uday Diwale's Contact Details

Uday Diwale personal email

About Uday Diwale

25+ years of professional experience in the area of capital markets spread across wide spectrum of Regulatory Compliance, Operations and Information Technology. Started career with Securities and Exchange Board Of India (SEBI) and presently heading regulatory compliance function with Indiabulls which has service offerings in the area of Alternative Investment Fund (AIF) and PMS. Previously, managed the compliance function for Mutual Fund business with Indiabulls Mutual Fund. Earlier worked with Technology Service Providers (Cognizant Technology Solutions and Perot System) as an Investment Banking domain consultant for global financial firms like UBS, Credit Suisse, Wachovia Securities, DBS Bank and Wells Fargo & Co., out of locations across APAC (India and Singapore), Europe (London) and North America (Chicago and San Francisco).Specialties: Hands on experience of Mutual Fund, AIF and Stock Broker's Regulatory Compliance, AIF Setup, Stock Market Fraud Investigations, Anti Money Laundering Compliance and Stock Broking/ exchange operations.

Uday Diwale's Current Company Details
Indiabulls Investment Management Ltd

Indiabulls Investment Management Ltd

Head Compliance
Uday Diwale Work Experience Details
  • Indiabulls Investment Management Ltd
    Head Compliance
    Indiabulls Investment Management Ltd May 2023 - Present
    Leading the compliance function for AIF and PMS business
  • Indiabulls Asset Management Co. Ltd.
    Head - Compliance & Risk Management
    Indiabulls Asset Management Co. Ltd. Apr 2014 - May 2023
    Mumbai, Maharashtra, In
    Indiabulls Mutual Fund and Indiabulls Real Estate Fund (AIF) Compliance
  • Indiabulls Asset Management Co. Ltd.
    Director - Legal & Compliance
    Indiabulls Asset Management Co. Ltd. Mar 2008 - Mar 2014
    Mumbai, Maharashtra, In
    Stock Broker Regulatory Compliance
  • Cognizant Technologies
    Senior Consultant
    Cognizant Technologies May 2006 - Mar 2008
    Teaneck, New Jersey, Us
    Domain consulting in the area of investment banking and brokerage. Successfully concluded various engagements in the area of domain building, knowledge transition, business consulting and client management.
  • Perot Systems
    Business Analyst
    Perot Systems Sep 2002 - Apr 2006
    Round Rock, Texas, Us
    Worked as a Business Analyst in the area of reference data management and custody applications for global investment banks, such as Credit Suisse and UBS. Duties performed included knowledge transition, requirement gathering/analysis and project management.
  • Perot Systems
    Senior Manager
    Perot Systems Dec 2001 - Sep 2002
    Round Rock, Texas, Us
    Lead the initiative to set up new stock broking subsidiary of the Delhi Stock Exchange.
  • Securities & Exchange Board Of India
    Manager
    Securities & Exchange Board Of India Jul 1996 - Feb 2001
    Investigations into market manipulation cases, Stock Broker and Exchange Inspection.

Uday Diwale Skills

Capital Markets Mutual Funds Management Consulting Alternative Investment Funds Real Estate Private Equity

Uday Diwale Education Details

  • Jamnalal Bajaj Institute Of Management Studies (Jbims)
    Jamnalal Bajaj Institute Of Management Studies (Jbims)
    Finance
  • University Of Mumbai
    University Of Mumbai
    Machine Tool Engineering

Frequently Asked Questions about Uday Diwale

What company does Uday Diwale work for?

Uday Diwale works for Indiabulls Investment Management Ltd

What is Uday Diwale's role at the current company?

Uday Diwale's current role is Head Compliance.

What is Uday Diwale's email address?

Uday Diwale's email address is ud****@****ail.com

What schools did Uday Diwale attend?

Uday Diwale attended Jamnalal Bajaj Institute Of Management Studies (Jbims), University Of Mumbai.

What skills is Uday Diwale known for?

Uday Diwale has skills like Capital Markets, Mutual Funds, Management Consulting, Alternative Investment Funds, Real Estate Private Equity.

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