Charis C Email & Phone Number

Hong Kong

- Led the preparation of regular risk reports, collecting and verifying information to ensure key operational risks were appropriately mitigated- Collaborated with risk owners to conduct risk assessments on new initiatives, ensuring thorough evaluation and risk mitigation- Executed quality assurance checks on key processes, providing constructive feedback to departments for control enhancement.- Enhanced the Enterprise Risk Management Framework to cultivate a robust risk culture within the company- Implemented and monitored Key Risk Indicators to continually assess and manage the company's risk profile- Provided risk stewards and established policies and procedures related to risk management

Banking Conduct:- Spearheaded policy formulation on thematic topics such as the implementation of multiple credit reference agency models and bank culture initiatives. Tasks included researching international developments, proposing policy stances, conducting consultations, liaising with key stakeholders, and analyzing industry feedback- Conducted culture dialogues with senior management of banks to enhance adherence to policy and foster a culture of complianceFinancial Market Infrastructure Oversight:- Oversaw the operation and regulation of major financial market infrastructures in Hong Kong, e.g. FPS, CHATS, CMU, and trade repositories, ensuring stability and compliance with regulatory standards- Conducted on-site examinations, risk assessments, and stress testing to ensure infrastructure robustness and preparedness for market stresses.- Contributed to policy discussions, including the formation of statutory guidelines, influencing regulatory approach and implementation- Participated in international reviews organized by BIS, World Bank, IMF, representing the institution and contributing to international regulatory discussions

- Performed financial audit, data analytics, internal audit, IT audit and SOX attestation for Hong Kong and US listed companies- Representative engagements included full scope J-SOX attestation for a leading Japanese bank, IT audit covering general IT control and automated control for a renowned Asian bank and a scalable reinsurance company, compliance audit for a commercial credit rating agency

Bachelor Of Business Administration (Bba), Marketing, Information System

Education record