Umer Rashid Email & Phone Number

Pakistan

• Investigate alerts generated by reviewing KYC and client documentation stored in the scanning database and other systems and screened them using Lexis Nexis and World check for UAE Clients.
• Raise any PEP (Politically Exposed Person) case not yet identified to AML Management, also perform further Due Diligence for UAE Clients.
• Collaborate with team members from UAE region in investigating and closing or escalating ongoing screening alerts relating to sanctions, PEPs or financial crime adverse information to relevant stakeholders.
• Perform name screening, sanctions screening and searches on new and existing customer base and review ensure proper documentation of all hit dispositions and escalate all true and potential hits timely.
• When needed, ask the Relationship Manager (RM) of UAE bank for additional information/documentation and corroborate received information provided by the RM.
• Ensure alerts are closed with adequate and documented explanations within planned schedule.

HBL Plaza I.I. Chundrigardh Road

• Provided high-risk advisory/ performed KYC / opinions on matters that need interpretation relating to CDD, AML/ CFT laws and regulations, issuing clarification wherever required on emails received from branches/dept..
• Conduct AML Transaction Analysis and help identify potentially suspicious activity
• Conduct sanctions, Politically Exposed Person ("PEP") and negative media screening on High-risk person.
• Identify and validate the ownership structure of broker firms/clients to establish the ultimate beneficial owners and controlling directors/shareholders.
• Screen new broker firms/clients and their beneficial owners, controlling directors/shareholders against domestic and international PEPS and sanctions lists.
• Assisted the team in reviewing documents and providing advisory services to stake holder form FCC perspective and also screened the individuals & entities name through world check.

Head Office

• Perform AML review / KYC of new relationship (Related to NGOs, NPOs, Charity, Trust) to confirm that these accounts are opened inconformity with AML-CFT Regulations/ Bank internal procedures.
• Perform AML Review / KYC of PEPs and also screened the individuals & entities name through World check.
• Conducted screening and due diligence on alerts generated for high-risk individuals/entities.
• Monitor customer account KYC profile review and bring up-to-date by branches or dept. to ensure regulatory and bank’s policies compliance.
• Assist with AML related queries /questions received from branches/dept.
• Processed approvals for live transactions in high-risk countries.

Karachi

• To Draft responses on the queries of Law Enforcement Agencies (LEA’s) and Regulatory Authorities, in accordance with law.
• Debit Blocking and sharing of information with the Law Enforcement Agencies (LEA’s), in accordance with law.
• Managing MIS of Compliance department & Reporting requirements for management.
• Ensuring compliance of all kinds of notices issued by Law Enforcement Agencies (LEA’s) and Regulatory Authorities.
• Examined current processes for automation opportunities.
• Worked effectively with business representatives to gather report requirements.

Karachi

• Automate the Insurance Payment Portfolio using Excel (VBA) & SQL Server.
• Collected the information and Created the Data Base which is necessary for developing Application.
• Also help team to maintain their MIS(Excel) related issues.
• Launching auto loan claim and follow up until closure.
• Reconciliation of Auto Loan cases includes fresh & renewal payments for insurance companies.
• Upfront & Standing order Amount Short recover through AGI (Manual Entry) from Customer account (Non-Checking).

Pakistan

• Played a key role in designing the graphical user interface.
• Collected the information which is necessary for developing Application.
• Developed the programs necessary for the project. Created the Data Base.
• Documentation of the Project.

Karachi

-Played a key role in designing the graphical user interface.-Collected the information which is necessary for developing Application.-Developed the programs necessary for the project.-Created the Data Base.-Documentation of the Project.