Uthra Parameswaran Email and Phone Number
Uthra Parameswaran work email
- Valid
Uthra Parameswaran personal email
- Valid
- Valid
- I am keen to be part of driving digital disruption, regulatory advocacy, digital wealth advisory, digital finance, blockchain and crypto. - I see myself as a seasoned compliance and operational risk management professional with a strategic problem solving approach and passion to drive new initiatives.Currently, am enjoying my journey with StashAway, making an impact! I am focussed on regulatory strategy and initiatives, legal structuring, scaling compliance and risk management for fintech, leading and empowering people to grow their wealth. Helping women invest and take charge of their finances, responsible investing.Prior to StashAway, I have helped Propine get into the MAS regulatory sandbox and graduate out with a capital market license. Have built the operating model for custody on blockchain for transferable securities from regulatory and operation perspectives at the initial stage. Over the 18 yrs preceding my stint with start up, I have focussed on hands-on set up of compliance frameworks and programs under different licensing regimes across India, Singapore, Japan Korea and Australia for various businesses including institutional broking, corporate finance, asset management and real estate fund management.Proven end to end experience in managing operational risks and running Governance Committees for asset management companies in growth phase with AUM $3bn+.
-
Chief Compliance And Risk OfficerStashawaySingapore
-
Chief Compliance & Risk OfficerStashaway Dec 2020 - PresentSingapore, Singapore, SgAs a member of the C-Suite in StashAway, I am responsible for providing thought leadership, expertise and support for business strategy and products, ensuring regulatory compliance and enabling product development to commercialisation, for diverse markets, countries and cultures across the region. I am currently leading a multi jurisdictional, multi cultural yet integrated compliance and risk team. Responsible for the set up and management of the Enterprise Risk management for the StashAway Group.I manage the Compliance Department - a second line of defence to grow in partnership with the business and ensure that all regulatory and market conduct risks are efficiently and effectively assessed, mitigated and controlled and that a culture of ethics and compliance is developed and maintained.
-
Director - Compliance & OperationsPropine Jul 2019 - Oct 2020Singapore, Sg-Developed the operating model for Propine's Minimum Viable Product(MVP) on custodial solutions and asset servicing for transferable securities.-Was responsible for getting the entity through to the MAS regulatory sandbox.-Regulatory advocacy around new age solutions and constraints with the existing regulatory system and practices in the capital markets space.-Developed the onboarding and AML program for managing financial crime risks for transferable securities and cryptos, enhancing systems and engaging with partner solutions. -
Associate Director - Risk And ComplianceM&G Real Estate, Asia Jul 2012 - Aug 2018Was responsible for designing, implementing and managing the Operational Risk Management and Compliance Framework for M&G Real Estate's business in Asia.
-
Senior Manager - Risk & ComplianceM&G Real Estate, Asia Jul 2012 - Dec 2012Managing the Risk & Complaince Function for Prudential Group's Real Estate Fund Management in Asia.
-
Manager- ComplianceEastspring Investments (Singapore) Pte Ltd (Formerly Known As Prudential Asset Management (Singapore Feb 2011 - Jun 2012Singapore, Singapore, SgManaging distribution compliance, marketing material clearances, and regulatory projects for Eastspring's asset management business in Singapore. -
Contractor - General CounselCredit Suisse Apr 2010 - Jan 2011Zurich, ChOn an assignment with Credit Suisse in their Singapore Compliance & Legal department.Assisting the Credit Suisse Singapore, Legal & Compliance team in overall compliance initiatives; understand the dynamics of the local business and markets and the specifics of the region’s compliance issues.Managed Compliance team's set up and transition to the Representative Licensing Framework , an initiative by Monetary Authority of Singapore. -
Head Of Compliance & Company SecretaryDaiwa Securities Smbc India Private Limited Feb 2008 - Oct 2009New York, New York, UsSpear headed the secretarial, compliance and legal function for the Group’s India set up in the Institutional Equities & Investment Banking areas and advise top Management and business teams on all secretarial, compliance, legal and operational risk issues. -
Manager-Compliance & LegalKotak Mahindra Capital Company Apr 2007 - Feb 2008Core member of the P-Note program for Kotak Group’s London entity, including set up of the due diligence procedures and processes, reporting requirements and implementation of the sameLiaised, coordinated and structured the set up of third party sub accounts in India for Kotak’s clientsWas responsible for research report clearances, maintained and managed restricted trades & conducted training programmes for research and investment banking teams
-
Assistant Company SecretaryHsbc Securities & Capital Markets (India) Private Limited Mar 2004 - Mar 2007London, GbHands on experience and exposure towards understanding and management of compliance function intergrated with complete responsibility of the secretarial functions for HSCI. Exposure to the Global Best practices and adaptation of the same to suit Indian regulatory requirements. -
Executive- Secretarial & LegalLarsen & Toubro Limited Jun 2002 - Feb 2004Mumbai, Maharashtra, In
Uthra Parameswaran Skills
Uthra Parameswaran Education Details
-
The Institute Of Company Secretaries Of IndiaCorporate Laws -
R. A. Podar College Of Commerce & EconomicsAccountancy
-
InseadEthics And Compliance Leadership Programme 2018
-
University Of MumbaiLaw
-
University Of Mumbai
Frequently Asked Questions about Uthra Parameswaran
What company does Uthra Parameswaran work for?
Uthra Parameswaran works for Stashaway
What is Uthra Parameswaran's role at the current company?
Uthra Parameswaran's current role is Chief Compliance and Risk Officer.
What is Uthra Parameswaran's email address?
Uthra Parameswaran's email address is ut****@****ail.com
What schools did Uthra Parameswaran attend?
Uthra Parameswaran attended The Institute Of Company Secretaries Of India, R. A. Podar College Of Commerce & Economics, Insead, University Of Mumbai, University Of Mumbai.
What are some of Uthra Parameswaran's interests?
Uthra Parameswaran has interest in Education, Economic Empowerment.
What skills is Uthra Parameswaran known for?
Uthra Parameswaran has skills like Investment Banking, Capital Markets, Equities, Management, Financial Risk, Corporate Finance, Due Diligence, Banking, Investments, Finance.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial