Vaibhav Kumar Email & Phone Number

Toronto, Ontario, Canada

• Leading the ETS Compliance team to review existing control library linked to IRM standards that guide operations ETS control environment using a risk-based prioritization approach.• Assessing and reviewing IT policies, procedures, and controls to ensure compliance with regulatory requirements and industry best practices.• Conducting audits of IT processes, such as change management, Network Security, Identity & Access Management, Operations Security and Application Security to ensure adherence to established protocols and standards.• Refine key risk indicators (KRIs) including requirements gathering, data mapping, and logic definition• Documenting audit findings, preparing audit reports, and presenting results to key stakeholders, including senior management and audit committees.• Offering engagement and administrative support to senior management teams in order to meet tight deadlines and achieve overall project objectives.Projects & Reports - ETS compliance review of the IRM control library to strengthen controls and proactively address identified issues with the technology team.

Bengaluru, Karnataka, India

• Domain Expert for the creation of an enhanced Control Library in conformity with industry standards.• Prepare a base-lining document checklist of Information Security controls from NIST 800-53, NIST Cyber-security, and COBIT 5 control frameworks, involved in the further selection, design, and implementation of security and privacy controls. • Map base-lined controls with existing organizational policies and procedures, then perform a gap analysis to identify missing controls, fill gaps to ensure regulatory compliance.• Providing regular control reports, adjustments, issue clarifications to clients in time, and showcase updates through demos.

Bengaluru, Karnataka, India

• Analyze and communicate client’s business requirements and processes through document analysis, workshops, workflow analysis, and construct easy-to-understand data and process models/ flowcharts.• Developing and managing robust risk identification and assessment process/ tool modules; comprehensive inventory of risks, objective risk-assessment scorecards, and risk-mitigation controls.• Facilitate the creation of a single integrated inventory of operational and compliance risks, to centrally maintain standardized risk, process, product, and control taxonomies.• Responsible for project/ requirement coordination with clients and stakeholders in multiple geographies and time zones.

Bengaluru, Karnataka, India

• Participated in requirement gathering, gap analysis, planning meetings, and supported stakeholders by communicating the results of research, analysis, and meeting outcomes.• Effectively tracked & managed information to maintain project schedule and activities using Confluence, SharePoint, and Agile Board.• Performed diligent report & dashboard BA checks during SIT/ UAT phases and provided IT/ BA checkouts for production releases.• Processing and analyzing all risk measures including Limits, Exposures, Economic Risk Capital, Risk based P&L and VaR. Provided report and dashboard demos to the client, and requirement walkthroughs to the involved teams.• Performed test case reviews and interacted with QA/ Dev teams to log, assign, track and review defects.• Proactively created, updated, and maintained user manuals, domain, portal, and report level presentations.

Master Of Business Administration (Mba), Finance, General

Bachelor Of Technology (Btech), Electonics & Communication

Higher Secondary Certificate, Science