Mike Vail Email & Phone Number

United States

Fort Mill, South Carolina

- Working with Wholesale Banking, Enterprise Functions complex lines of business complete validation coverage activities to assess the adequacy of AML policy corrective actions that address the risk and control issues identified by regulators, WFAS, or compliance testing examinations.- Exhibit creditable challenge and evaluate the adequacy and.

Charlotte, North Carolina, United States

- 2022 National Day of Human Trafficking Awareness award from the Charlotte Triage Pro Bono Partnership for survivor credit restoration. - Review survivor’s credit reports and note any errors, overdue negative information, unknown accounts, or credit inquiries. Determine trafficking timeline and consult with creditors to have survivor’s accounts expunged..

Fort Mill, South Carolina

- Reporting AML review results for all regions (NAM, LATAM, Mexico, Japan, APAC and EMEA) to identify trends and areas of emerging risks and communicate analysis to internal stakeholders to ensure consistency in approach to monitoring and addressing AML emerging risks.- Analyze the results of testing and review activities. Analyze exceptions and make.

Fort Mill, South Carolina

- Execute investigations based on Client-On-Boarding; Maintenance; Transaction Monitoring referrals; Government sources and Referrals from business partners and other control areas.- SAR filing and recommend relationship retention or termination, and track account closures as required.- Work closely with AML Partners; AML Advisory, RPM, CSIS, AML Legal.

Charlotte, North Carolina Area

Look Back Project for local bank in New York City- OFAC (Office of Foreign Access Control) experience reviewing and enhancing OFAC compliance program structure and procedures for a major U.S. bank.- Conduct Risk Management research and security investigations for large financial institution out of New York City.- KYC (Know Your Customer) research and.

Wilmington, Delaware

Look Back Project for Large International Bank in Wilmington, Delaware- One of the top performers (honor roll) out of over 150 employees in quality and quantity for remediating alerts/cases. - Research (KYC, CDD, and EDD), perform forensic transactional analysis, and investigate customer's entire account portfolio for potential Anti-Money Laundering.

Columbus, Ohio Area

- Provide critical expertise and resources to help clients identify, assess and manage the risks associated with money laundering and terrorist financing.- Administers essential workflow functions such as; documenting complex cases; ensuring that Suspicious Activity Reports (SAR) narratives include all pertinent data elements; Non Suspicious Activity.

Buffalo/Niagara, New York Area

EDD Look Back Project- Enterprise Case Management (ECM) – Documentary Verification, International Wire transfers.- Know Your Customer (KYC) reviews, Transaction Analysis, Suspicious Activity Reports (SAR’s), High Risk Account reviews, Enhanced Due Diligence for moderate and high-risk customers.- Manages multiple technically complex cases such as Third.

Buffalo/Niagara, New York Area

SAR Reporting Project- Top 5 in 2015 among 85 employees with cases remediated and completed.- Presented SAR reports and recommendations in weekly management committee meetings and attended FIU/BSA/AML training to stay current with laws and regulations: Add new skills and capabilities relevant to the FIU/BSA/AML field.- Provide feedback to investigative and.

Buffalo/Niagara, New York Area

- Act as oversight and security agent for management and customers. Observe casino or casino hotel operation for irregular activities such as cheating or theft by either employees or patrons. May use one-way mirrors above the casino floor, cashier's cage, and from desk. Use of audio/video equipment is also common to observe operation of the business..

Amherst, New York

• Worked under technical team leaders on phases of Risk Management, Data Loss Prevention and Payment Card Industry standards.
• Collaborated with the Enterprise Governance, Risk and Compliance team.
• Interacted on a regular basis with other technology personnel on infrastructure and capabilities associated with various computer platforms.
• Collaborated on intranet site through Share Point platform.

• Shadowed computer forensics team in data recovery, corporate computer investigations,
• Assisted in development of forensic technologies and applications.

- Surveillance Department intelligence collection and documentation.- Created intranet site for Crime Analysis Center and Buffalo Police Department.- Gather, compile, and interpret data from crime reports to determine trends in a particular geographic area.- Help law enforcement agencies and detectives focus on areas of concern, growing problems, and areas.

Buffalo/Niagara, New York Area

GM/American Axle &Manufactiring- Obtained and performed appropriate analysis of data to assess risk(s), developed audit program to address identified risk(s), prepared the audit planning memorandum, conducted appropriate audit tests, and ensuring that testing is completed as scheduled and documented in compliance with departmental standards- Constantly.

B.S. Economic Crime Investigations, (Honors)

A.A.S., Information Technology Degree With Concentrations In Systems Security And Web Design

A.S., Marketing