Vanda Moore

Vanda Moore Email and Phone Number

Senior Compliance Officer, Director of Legal Operations, Insurance and Asset Management @ Sprague Resources GP LLC
Greenland, NH, US
Vanda Moore's Location
Greenland, New Hampshire, United States, United States
Vanda Moore's Contact Details

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About Vanda Moore

As a visionary leader in compliance and operations, I excel in architecting and leading robust enterprise risk and compliance programs within global corporations, ranging from rapidly growing startups to established Fortune 500 giants in heavily regulated sectors. My diverse background encompasses in-house corporate compliance, regulatory expertise, and law firm experience, as well as deep knowledge of securities, tax, and audits. This unique blend of skills empowers me to effectively enhance corporate risk mitigation strategies.Currently, I serve as the Senior Compliance Officer/Director of Legal Operations, Insurance, & Asset Management at Sprague Resources GP LLC. In this role, I am a Corporate Officer and Fiduciary for Sprague and its 15+ subsidiary and affiliate entities. I oversee the entire spectrum of regulatory, compliance, insurance, business management, and fixed asset management functions for this $3.5 billion enterprise.Snapshot of Successes➡️Instrumental in the 2022 acquisition and integration of Sprague Resources by Hartree Partners, LP, where I co-led the acquisition due diligence and spearheaded the legal and compliance integration.➡️Delivered top-tier compliance guidance to a portfolio of Fortune-ranked clients at JPMorgan Chase, including industry leaders like Boeing, IBM, Southern Company, and Nationwide Mutual Funds.➡️Drove asset growth exceeding $25B at Wellington Management Company by negotiating investment management agreements for American institutional clients.Areas of Expertise:►Mergers, Acquisitions & Integrations►Strategic Planning & Execution►Compliance Program Management►Risk Assessment & Mitigation►Regulatory Compliance►Training & Development►Auditing & Investigations►Process Improvement►Reporting & Analysis ►Board & Stakeholder Relations►Operational & Risk Controls►Policy & Procedures Development►Performance Management►Strategic Negotiations

Vanda Moore's Current Company Details
Sprague Resources GP LLC

Sprague Resources Gp Llc

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Senior Compliance Officer, Director of Legal Operations, Insurance and Asset Management
Greenland, NH, US
Employees:
3
Vanda Moore Work Experience Details
  • Sprague Resources Gp Llc
    Senior Compliance Officer, Director Of Legal Operations, Insurance And Asset Management
    Sprague Resources Gp Llc
    Greenland, Nh, Us
  • Sprague Resources Gp Llc
    Senior Compliance Officer, Director Of Legal Operations, Insurance & Asset Management
    Sprague Resources Gp Llc Feb 2017 - Present
    Hired for my expertise in board and entity governance, SEC/NYSE compliance, and investor relations, I play a pivotal role in managing these crucial areas for a publicly traded commodities company. My responsibilities expanded significantly following the acquisition of our company by a private entity in 2022. As a direct report to the Chief Compliance Officer, Vice President, and General Counsel, I serve as a Corporate Officer and Fiduciary for Sprague and its 15+ subsidiary and affiliate entities. My oversight extends across a broad spectrum of crucial areas in a $3.5 billion enterprise, encompassing regulatory compliance, business management, and fixed asset management.Additionally, I manage 25 primary insurance policies, covering diverse areas such as refined products, materials handling, marine terminals, general liabilities, and aviation fuel. Key Achievements:➡️Supported the complete Sprague acquisition and integration process, co-leading the due diligence phase and directing legal and compliance integration efforts.➡️Successfully stabilized equity and stock plan management for ~50 executive and senior-level participants.➡️Initiated and led Salesforce implementation, streamlining insurance management of 4K+ customers and all insurance claims.➡️Actively participate as a member of Risk Management Committee and Women’s Network Steering Committee.➡️Contribute to corporate governance as a corporate secretary in board meetings, meticulously recording minutes and managing governance procedures.➡️Engage in a specialized internal think tank sponsored by the C-suite, focusing on researching and analyzing innovative projects, including commissioned ethnography study at terminals.
  • J.P. Morgan Chase
    Vice President, Compliance & Operations
    J.P. Morgan Chase May 2011 - Feb 2017
    Boston, Massachusetts
    I joined JPMorgan Chase as an Assistant Vice President in Regulatory and Compliance. I was quickly elevated to a more expansive leadership role where I led a dedicated team of 8 in effectively delivering operational controls management. My position involved extensive collaboration with executive and senior leadership across various business lines, supporting initiatives in SEC Exams, Internal/External Audits, Internal Risk & Controls, and business management.Highlights:➡️Managed diverse portfolio of top-tier, Fortune-ranked clients, including renowned names like Boeing, IBM, Southern Company, and Nationwide Mutual Funds; regularly engaged with executive-level stakeholders.➡️Actively participated in client board meetings and service review sessions, assuming a corporate secretarial role. Ensured adherence to governance compliance.
  • Wellington Management Company
    Senior Analyst
    Wellington Management Company Jul 2004 - Dec 2008
    While at this rapidly growing company, I held several senior analyst positions across different divisions including Americas Clients, International Clients, and Sponsored Products. My responsibilities involved establishing and maintaining effective communication channels with cross-functional departments such as business development, compliance, and product management. Additionally, I was a pivotal liaison for our Trust Bank affiliate, ensuring seamless coordination and integration of business strategies.Key Highlights:➡️Led the evaluation and negotiation of investment management agreements for American institutional clients, playing a crucial role in the growth of assets surpassing $25 billion.➡️Successfully spearheaded critical projects like ERISA and qualified purchaser audits, which were instrumental in enhancing the accuracy of information and adherence to regulatory compliance standards.➡️Conducted thorough internal review; insights were used to improve audit controls, processes, and procedures companywide.➡️Led revision and update of investment management agreements for clients in key markets such as Australia, Hong Kong, and Singapore. Conducted in-depth analysis of Australian product disclosure statements.➡️Streamlined and upgraded the account opening documentation process for Wellington-sponsored offshore funds across multiple jurisdictions including Australia, Canada, the Cayman Islands, Ireland, and Luxembourg.➡️Coordinated fund registrations and exchange listings and developed a comprehensive marketing matrix for fund data, catering to various domiciles and enhancing global reach and market penetration.
  • Ropes & Gray Llp
    Senior Paralegal
    Ropes & Gray Llp Aug 2000 - Jul 2004
    As a senior paralegal, I focused on enhancing the efficiency and compliance of legal and regulatory documentation. My role encompassed a broad range of responsibilities, from streamlining key documents like prospectuses, Statements of Additional Information (SAIs), and annual reports to managing intricate filings related to corporate mergers and acquisitions.Highlights:➡️Optimized processing of essential legal and regulatory documents, achieving 25% increase in processing efficiency.➡️Played a pivotal role in managing filings associated with various corporate mergers and acquisitions.➡️Actively engaged in private equity placements and diverse transactional work, collaborating closely with upper management, external counsel, and clients to facilitate successful deals and negotiations.➡️Acquired in-depth expertise in pivotal investment and securities regulations, including the Investment Company Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934.
  • Centreinvest Group
    Operations Manager
    Centreinvest Group May 1998 - Jul 2000
    New York, New York, United States
    Hired for my Russian language proficiency, I built and managed a broker/dealer regulatory compliance system for the US startup arm of the Moscow-based entity.

Vanda Moore Skills

Mutual Funds Management Due Diligence Private Equity Mergers And Acquisitions Corporate Governance Leadership Investments Asset Management Project Management Contract Negotiation Securities

Frequently Asked Questions about Vanda Moore

What company does Vanda Moore work for?

Vanda Moore works for Sprague Resources Gp Llc

What is Vanda Moore's role at the current company?

Vanda Moore's current role is Senior Compliance Officer, Director of Legal Operations, Insurance and Asset Management.

What is Vanda Moore's email address?

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What is Vanda Moore's direct phone number?

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What are some of Vanda Moore's interests?

Vanda Moore has interest in Social Services, Economic Empowerment, Civil Rights And Social Action, Politics, Environment, Poverty Alleviation, Disaster And Humanitarian Relief, Human Rights, Animal Welfare, Health.

What skills is Vanda Moore known for?

Vanda Moore has skills like Mutual Funds, Management, Due Diligence, Private Equity, Mergers And Acquisitions, Corporate Governance, Leadership, Investments, Asset Management, Project Management, Contract Negotiation, Securities.

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