Vanessa Garcia, Cams Email & Phone Number

Frisco, Tx, Us

Plano, Texas, United States

United States

Responsible for leading the compliance function at La Nacional, ensuring MSB industry adherence to federal and state regulations, including BSA, Patriot Act, and Title 31 Laws. As BSA/AML Officer, I serve as the main contact for federal and state regulatory bodies, including the Department of the Treasury, IRS, FinCEN, CFPB, and state agencies where the company holds licenses.

Dallas, Texas, United States

Responsible for designing and implementing the global Agent Oversight Program, including coaching team members and ensuring compliance with regulations. Managed relationships with regulators and conducted risk analysis, while also designing remediation agreements and implementing control changes to meet regulatory requirements.

Responsible for evaluating and ensuring compliance with federal and state laws, AML, BSA, FCPA, and internal policies. Managed system-wide initiatives, risk assessments, data analyses for trend detection, non-compliance identification, and led various processes and projects to maintain regulatory compliance and risk management.

Collaborated with Corporate Medicare Compliance Officers to improve corporate PDP and privacy/HIPAA compliance by monitoring processes and systems, and developed, implemented, and documented compliance training, policies, and procedures.

Responsible for maintaining the company's legal and ethical integrity by developing and enforcing policies, ensuring departmental compliance with state and federal regulations, and managing Cross-Functional Teams. Established processes to address Medicare requirements and internal policy compliance issues, conducted audits in high-risk areas, filed required reports, prepared departments for regulatory audits, and contributed to the annual review and update of national policies related to Medicare PDP access.

Managed all services related to the daily bank activities. Follow up on customer inquiries until final resolution. Direct sales and customer retention.

Personnel supervision and performance reports. Direct Sales and daily report analysis. Follow up on customer inquiries in walk-in office and call center area.

Bachelor'S Degree, Business Administration, Management And Operations

High School