Veronica Santangelo Email and Phone Number

- Conduct audit assignments of all critical processes of the Group, from planning to reporting.- Proactively look for areas of improvement and provide value-added and insightful recommendations.- Support the Head of Internal Audit with: (1) preparation of the Group's Risk Assessment, (2) periodic reporting to the Audit Committee and the Executive Committee, (3) organization and keeping minutes of the Audit Committee meetings.- Follow-up on the implementation of internal and external audit recommendations.- Ensure regular and efficient relationship with external auditors to coordinate audit activities.

Financial audit within banking institutions (private and commercial banks) and securities dealers:- inspection and supervision of financial accounts according to Swiss Auditing Standards- check of compliance with IFRS et SWISS GAAP- check of compliance with FINMA Circular 2015/1 Accounting – banksRegulatory audit within banking institutions (private and commercial banks) and securities dealers:- assessment of full compliance with basic regulatory requirements from both a qualitative and quantitative perspective, taking into account all significant risks to which supervised institutions are individually exposed (as prescribed by FINMA in Circular 2013/3 "Auditing")- audit of SNB statistics (Capital adequacy, Large exposures, Liquidity Coverage Ratio)Supervision of trainees and junior auditors

Financial audit within banking institutions (private banks) and Professionals of the financial sector (asset management companies):- inspection and supervision of financial accounts according to International Standards on Auditing (ISAs)- check of compliance with IFRSPrudential supervision of banking institutions (private banks) and Professionals of the financial sector (asset management companies): drafting the long form report, aiming to describe and analyze the observations concerning financial and organizational aspects made during the audit, according to CSSF Circular 01/27.Supervision of trainees and junior auditors

Financial audit of only one banking institution, the holding company of one of the main Italian commercial banking group, listed on the Milan Stock Exchange:- inspection and supervision of financial accounts according to International Standards on Auditing (ISAs)- check of compliance with IFRS

Regulatory advisory for financial institutions as part of M&A (assets evaluation).

Data gathering & analysis of all the subsidiary SOX controls