Vicki Benjamin Email & Phone Number

Boston, Ma, Us

Bethesda, Maryland, Us

I co-founded this start-up and launched the Biodiversity Impact Fund at a time when new mutual fund entries were not common—particularly when spearheaded by a woman and set in a previously untapped market segment, i.e. nature based investing. As CEO and President, I manage all operations, including investment research, corporate engagement, and leadership of business strategy. Together with a partner, I direct portfolio management and distribution. I also serve on a committee that oversees investment strategies for the fund and separately managed accounts.In addition to the launch of Biodiversity Impact Fund, major actions and accomplishments during the past few years include the following:► Established 10 separately managed, nature-focused accounts.► Secured the firm’s first private equity partner.► Developed and initiated a social media strategy targeting older high-income Facebook users and LinkedIn connections.► Gained a presence on some of the established intermediary platforms, including TD Ameritrade and Pershing. Continue to work on expanding that presence as part of an overall business development campaign.

I joined this industry leader in socially responsible investing as Chief Financial Officer, immediately partnering with the CEO to renew the company's focus on the founders’ mission and vision.Faced with challenging financial and regulatory issues, I established a compliance-first culture, modernized the company’s suite of investment products, and restructured and streamlined operations for greater efficiency. I was promoted to Chief Operating Officer in October 2015 and took the helm as president in January 2017 after the sale of its assets to Calvert Research and Management. I am currently liquidating the firm and administering two SEC matters. As CFO and COO, I led 6 direct, executive-level reports with full responsibility for:✓ Corporate Finance✓ Investment Ops & Indexing✓ Client Services✓ Facilities✓ Human Resources✓ Board Reporting✓ Technologies✓ Securities Operations✓ Fund AdministrationHIGHLIGHTS:► First-year improvements included $8 million in savings, 50% labor reduction, ~20% decrease in fund expenses, tightened controls, 60% consolidation of facility space, and ~50% improved pricing and trading accuracy► Remediated compliance issues and put new structures in place to minimize future violations. ► Established strategic partnerships with leading charitable foundations and organizations. ► Represented company at high-profile speaking engagements, including Environmental Media Awards in Los Angeles and High Water Women. Coordinated press conference with Hollywood celebrities at Dakota Access Pipeline.► Reduced all mutual fund expenses and launched 6 new best-in-class ESG index funds. Increased product profitability by transitioning multiple funds in-house and creating a client-centric, investor-aligned distribution model.

New York, Ny, Us

I was recruited to this “Big 4” accounting firm (an international leader in audit, tax, and advisory services) to drive business growth in key markets through strong financial leadership and expertise related to Investment Company Act of 1940.During my 10+ years with KPMG, I oversaw audits for some of the company’s largest registered fund complexes, managed millions in annual revenue, and led multiple concurrent engagements with to 60 staff members.HIGHLIGHTS:► Led efforts to stabilize servicing model, successfully boosting customer satisfaction and earning excellent reviews from two previously dissatisfied major customers.► Hand-picked to lead KPMG’s expansion in alternative investments and registered fund market spaces. Carried out go-to-market strategy involving participation in industry groups and events, panel moderation, and sponsorship. ► Secured major public account ($25 million in international business and $2.2 million domestically) through key proposal.► Catapulted account growth from $200,000 to $7 million in 8 years, overseeing customer relationship management at all corporate levels for a large alternative fund complex.

Boston, Massachusetts, Us

Brought on board as Chief Accounting Officer at Liberty Financial, I retained an executive role through two acquisitions that increased fund size 200+% (from $80 billion to $250 billion) in 3 years, steering the company through major changes and migrations with no interruption in operations.I led expense processing and auditing relationships, managed vendors providing accounting, custody, and financial reporting services to more than 200 funds, handled tender process of audit firms, and led team of up to 23 members.HIGHLIGHTS:► Managed migration of 120 funds from Liberty’s accounting platform to State Street ‘s system and developed 500+ portfolio-management accounting reports. ► Led team in developing accounting and reporting protocols, policies, and procedures.► Led post-acquisition efforts following two corporate M&As, including fund rationalization analysis that resulted in the merging and dissolution of multiple funds following consolidation of two fund groups.

I started my career with Coopers & Lybrand, earning multiple, fast-tracked promotions to Senior Manager. Managing teams of up to 100 people, I led high-profile engagements and delivered audit and tax services to clients. As Vice President and Assistant Vice President with State Street, I coordinated with external SAS 70 auditors and global company offices to manage audit and risk reviews of fund accounting business units including mutual, defined contribution, and benefit funds.

Master Of Business Administration (Mba), Graduated With High Distinction

Bachelor Of Arts (Ba), Economics & Business Administration