Senior Manager Enterprise Compliance
Current
Feb 2023 - Present
AeroLeads people directory · profile
Vicky Smith Email & Phone Number
Senior Compliance Manager
at
Aware Super
1 work email found
@aware.com.au
LinkedIn matched
4 data sources
Profile completeness 100%
Current company
Role
Senior Compliance Manager
Location
Greater Melbourne Area, Australia, Australia
Who is Vicky Smith? Overview
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Quick answer
Vicky Smith is listed as Senior Compliance Manager at Aware Super, based in Greater Melbourne Area, Australia, Australia. AeroLeads shows a work email signal at aware.com.au and a matched LinkedIn profile for Vicky Smith.
Vicky Smith previously worked as Senior Manager Enterprise Compliance at Aware Super and Senior Compliance Specialist at Vanguard Australia. Vicky Smith holds Bachelor Of Laws (Llb) from University Of New England (Au).
Company email context
Email format at Aware Super
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{first}.{last}@aware.com.au
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AeroLeads found 1 current-domain work email signal for Vicky Smith. Compare company email patterns before reaching out.
Profile bio
About Vicky Smith
I have worked extensively in the financial services industry, mainly in risk and compliance roles. I have also completed a Bachelor of Laws degree to further my skills.
Listed skills include Governance, Portfolio Management, Management, Strategic Financial Planning, and 14 others.
Current workplace
Vicky Smith's current company
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9 roles
Vicky Smith work experience
A career timeline built from the work history available for this profile.
Senior Compliance Specialist
Providing compliance advisory services in the set up and running of a new superannuation product.
Jul 2021 - Feb 2023
Senior Compliance Manager
Leading a compliance team of 9 people to ensure the Trustee and Fund met its regulatory obligations.
Sep 2019 - Jul 2021
Risk Advisory Manager
Provide oversight over key changes - regulatory changes, projects, initiatives - and advise business on key risk considerations to enable considered and informed decision making.Key Accountabilities- Understand business objectives, strategy and operations to provide contextualised advice to enable member outcomes- Provide advice, challenge and oversight.
Feb 2018 - Aug 2019
Risk And Legal Business Partner
Jul 2016 - Feb 2018
Risk Manager
As part of the Risk Team help to develop a mature risk culture within the organisation. My main focus is on assurance activities.Duties:Develop an incident management system across the organisation Facilitate and coordinate the Internal Audit function within the organisationAppointed AML/CTF officer for the Trustee.Identify and report risk trends and.
Aug 2013 - Jun 2016
Compliance And Technical Manager
Monitor compliance with the Trustee's Australian Financial Services Licence conditions and assume the internal training role for staff and Directors. This includes providing technical updates to field staff on legislative changes. Duties:Ongoing management of the AFSL, including ensuring Representatives compliance;Ensuring that Directors meet the.
Feb 2005 - Aug 2013
Training Manager
Responsible for the compliance and technical training of Representatives across a number of different Industry Super Funds. I developed and delivered training to Representatives and trustee directors on:Financial ServicesSpecialist superannuation topicsCompliance and disclosureThe diploma of financial services (financial planning)
Feb 2002 - Feb 2005
Training Officer
Your Prosperity
This was a financial services company whose products ranged to DIY super, a wrap account and online trading. I delivered training on these products to call centre and admin staff as well as developing Induction manuals and other training material.
Apr 2000 - Feb 2002
5 education records
Vicky Smith education
Bachelor Of Laws (Llb)
Advanced Diploma In Financial Services (Financial Planning), Superannuation
Asfa
Certificate Iv In Workplace Training And Assessment
Interaction
Diploma In Education, History
Latrobe University
Bachelor Of Arts (Honours), History
Latrobe Univeristy
FAQ
Frequently asked questions about Vicky Smith
Quick answers generated from the profile data available on this page.
What company does Vicky Smith work for?
Vicky Smith works for Aware Super.
What is Vicky Smith's role at Aware Super?
Vicky Smith is listed as Senior Compliance Manager at Aware Super.
What is Vicky Smith's email address?
AeroLeads has found 1 work email signal at @aware.com.au for Vicky Smith at Aware Super.
Where is Vicky Smith based?
Vicky Smith is based in Greater Melbourne Area, Australia, Australia while working with Aware Super.
What companies has Vicky Smith worked for?
Vicky Smith has worked for Aware Super, Vanguard Australia, Cbus Super Fund, Unisuper, and Australiansuper.
How can I contact Vicky Smith?
You can use AeroLeads to view verified contact signals for Vicky Smith at Aware Super, including work email, phone, and LinkedIn data when available.
What schools did Vicky Smith attend?
Vicky Smith holds Bachelor Of Laws (Llb) from University Of New England (Au).
What skills is Vicky Smith known for?
Vicky Smith is listed with skills including Governance, Portfolio Management, Management, Strategic Financial Planning, Superannuation, Strategic Financial, Financial Risk, and Business Analysis.
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