Institutional Fixed Income And Sales Compliance Manager
U.S. Bancorp Advisors, Llc
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Victor Salinas Email & Phone Number
Institutional Fixed Income and Sales Compliance Manager
at
U.S. Bancorp Advisors, LLC
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✓ Verified Jul 2026
3 data sources
Profile completeness 86%
Current company
U.S. Bancorp Advisors, LLC
Role
Institutional Fixed Income and Sales Compliance Manager
Location
Fort Worth, Texas, United States
Who is Victor Salinas? Overview
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Quick answer
Victor Salinas is listed as Institutional Fixed Income and Sales Compliance Manager at U.S. Bancorp Advisors, LLC, based in Fort Worth, Texas, United States. AeroLeads shows a matched LinkedIn profile for Victor Salinas.
Victor Salinas previously worked as Institutional/Fixed Income Compliance Manager - UBIS, Vice President at Unionbanc Investment Svcs Llc and Manager - Global Compliance Testing at Td Ameritrade. Victor Salinas holds Associate'S Degree, Network Technologies from Tarrant County College.
Profile bio
About Victor Salinas
Adept risk-management professional with 15 years of experience in the broker dealer and registered investment advisor industry. Knowledgeable in FINRA, MSRB, SEC rules and regulations. Broad knowledge in fixed income, firm (retail, clearing, and institutional) supervisory procedures, sales practices, and regulatory compliance obligations.
Current workplace
Victor Salinas's current company
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U.S. Bancorp Advisors, Llc
9 roles
Victor Salinas work experience
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Role listed
U.S. Bancorp Advisors, Llc
Institutional Fixed Income And Sales Compliance Manager
U.S. Bancorp Advisors, Llc
Institutional/Fixed Income Compliance Manager - Ubis, Vice President
Sep 2021 - Nov 2023
Manager - Global Compliance Testing
Perform yearly OSJ examinations in accordance with FINRA 3110, MSRB, and SEC rules. The examinations include a risk-based approach of analyzing the Firm’s trading, exception reporting, supervisory procedures, books & records, electronic communication, and Written Supervisory Procedures (WSPs) to identify gaps and mitigate risks.
Feb 2018 - Sep 2021
Sales Supervision Principal
Supervised and supported the Retail and Institutional Fixed Income Sales Teams, Fixed Income Operations Desk, and the Fixed Income and Syndicate Trading Desk. Reduced sales and trade exceptions to align with firm’s risk appetite, while maintaining our core values and compliance with firm and industry standards.
Sep 2013 - Feb 2018
Fixed Income Sales
Provided fixed income guidance to retail clients with a variety of products and strategies. Made recommendations based on clients’ needs deduced through the Know Your Client (KYC) and Suitability profiles. Educated clients on the risks and benefits of various products and strategies available through the Fixed Income Sales department.
Mar 2008 - Sep 2013
Institutional Trader
Worked with Registered Investment Advisors (RIAs) to submit large and/or complex equity, option strategy, and mutual fund orders in advisors’ client and block accounts. Worked directly with clients through inbound calls to support their trading needs.
Jun 2007 - Mar 2008
Client Service Representative
Feb 2006 - Jun 2007
1 education record
Victor Salinas education
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Tarrant County College
FAQ
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What company does Victor Salinas work for?
Victor Salinas works for U.S. Bancorp Advisors, LLC.
What is Victor Salinas's role at U.S. Bancorp Advisors, LLC?
Victor Salinas is listed as Institutional Fixed Income and Sales Compliance Manager at U.S. Bancorp Advisors, LLC.
Where is Victor Salinas based?
Victor Salinas is based in Fort Worth, Texas, United States while working with U.S. Bancorp Advisors, LLC.
What companies has Victor Salinas worked for?
Victor Salinas has worked for U.S. Bancorp Advisors, Llc, Unionbanc Investment Svcs Llc, and Td Ameritrade.
How can I contact Victor Salinas?
You can use AeroLeads to view verified contact signals for Victor Salinas at U.S. Bancorp Advisors, LLC, including work email, phone, and LinkedIn data when available.
What schools did Victor Salinas attend?
Victor Salinas holds Associate'S Degree, Network Technologies from Tarrant County College.
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