Shengjun (Victor) Li, Cfa, Esg, Hrccc Email & Phone Number

Toronto, Ontario, Canada

Toronto, Ontario, Canada

- Consult human resources and compensation committee of public company boards on CEO pay for performance evaluation and strategic compensation decisions- Provide strategic corporate governance and ESG advisory services for public companies based in Asia and Pacific areas

Toronto, Canada Area

Kingsdale Advisors is the leading advisor to public companies on all shareholder, governance, and transaction related matters having acted on the largest and highest profile proxy fights, transactions, and other special situations.Founded and led Governance Advisory division, Victor oversees the preparation of insightful analyses for corporate clients on their corporate governance and executive compensation practices based on the proxy voting guidelines of ISS, Glass Lewis and major institutions. Victor also provides strategic advice on proxy contests and contentious M&A transactions.Proxy contests representing activist shareholders:• Pershing Square vs CP Rail• JANA vs Agrium • FrontFour & Sandpiper vs Granite REIT• PointNorth vs Liquor Stores• K2 vs Klondex• Mason vs TELUS• Mount Kellett vs Baja Mining• Orange vs Innvest REIT• Oxford Park vs Extendicare• Smoothwater vs Equity Financial• Smoothwater vs Genesis Land• Sprott vs Silver Bullion Trust and Central GoldTrust• Waterton vs. Hudbay MineralsProxy contests representing management:• EnerCare vs Octavian• Mundoro Capital vs Northern Minerals• Renegade vs FrontFour• RONA vs Invesco• Sherritt vs George Armoyan• Knight Therapeutics vs. Meir JakobsonHigh Profile M&A transactions:• Agrium-Potash merger• Enbridge acquisition of Spectra• Canadian Oil Sands acquisition by Suncor• Maple Group acquisition of TMX• Quadra FNX acquisition by KGHM• Goldcorp acquisition by Newmont

Toronto

Toronto, On

Toronto, Canada Area

ISS is a leading corporate governance advisory business, assisting institutional investors around the world with their proxy voting responsibilities.Victor's role is to advise clients on how to vote at high profile and contentious M&A transactions and proxy fights in the Canadian market, focusing on the energy, mining, and industrials sectors.• Took primary responsibility for overseeing much of the Canadian M&A and proxy contest analysis and worked closely with the U.S. and European M&A teams• Demonstrated a growing understanding of the Canadian capital market and areas of corporate governance oversight, for example with regard to anti-takeover mechanisms and securities regulations• Delivered timely and well-informed proxy voting recommendations for high profile and contentious shareholder meetings to institutional investors• Communicated with issuers, activist shareholders, financial and legal advisors and proxy solicitors that are involved in M&A transactions or proxy contests• Led the annual process to update policy and framework for analysis of Canadian M&A transactions and proxy contests• Contributed to annual general corporate governance policy review in areas such as executive compensation, including equity-based compensation plans and management say-on-pay proposals• Frequently authored articles such as the annual review and forecast of Canadian M&A market for newsletter Corporate Governance Review distributed to subscribers including shareholder rights advocacy bodies and law firms• Key M&A reports: Kinross Gold & Red Back Mining, Magna International, Lions Gate Entertainment, Suncor & Petro-Canada, Northland Power, Pacific Stratus Energy, Peerless Energy, Saxon Energy Service, PrimeWest Energy, BCE, CCS Income Trust, Northern Orion, • Key proxy contest reports: HudBay Minerals, Biovail Corp., Rockwell Diamonds, The Foranzi Group, Zarlink Semiconductor, First Calgary Petroleums, Noront Resources, ATS Automation

Toronto, Ontario, Canada

• Conducted mutual fund valuation including bank and capital stock reconciliation, income review, corporate actions monitoring and processing, trades verification, security valuation, daily NAV change analysis and periodical reports• Covered index funds, private investment counsel funds, equity funds (Canadian, US and International), fixed income funds and funds of funds, with multiple classes, multiple managers, futures and currency hedge contracts involved• Created Excel macros to facilitate the work process and improve the productivity of the team significantly

Beijing, China

Chinese Name: 清华兴业投资管理有限公司Successor: Lord Abbett China / Nuode Asset Management Co., Ltd.Progressive roles in venture capital consulting, equity research, investment banking, and investment advisory, ultimately as a senior analyst in investment banking and deputy general manager of the firm• Delivered 18 months of real-time tracking reports to the underwriters of a $2 billion IPO of China Unicom, a leading wireless telecommunication firm • Enhanced the firm’s profile and capabilities in the areas of independent equity research and investment consulting• Developed a proprietary research framework and conducted global industry analysis for sectors including financials, energy, real estate, telecommunication, software, and life sciences within the context of emerging markets• Supervised a team of 20, including investment analysts, research associates and MBA internship students• Tracked the regulation, operation and performance of China’s $100 billion mutual fund industry to initiate the firm's mutual fund consulting business• Conducted due diligence as part of the successful effort to form the first Sino-foreign mutual fund management joint venture controlled by US based Lord Abbett & Co.

Master Of Laws, Civil And Commercial Law

Master Of Finance, Finance

Activities and Societies: Dean's ListInaugurate class of the prestigious Master of Finance program

Bachelor, Engineering And Economics (Dual Bachelors)

Activities and Societies: magna cum laude