Vikas Dn Email & Phone Number

Bengaluru, Karnataka, India

Ensure that thorough and effective Customer Due Diligence is completed, by conductingQuality Control Assessments on entities/structures across all business lines (predominantly the complex structure/entities/product offerings) - including New Business, Periodic Reviews and Event Driven Reviews. Raising issues and ensuring appropriate actions are undertaken before KYC approval• Identifying thematic issues within the OnBoarding process, highlighting to management and recommending appropriate actions• Liaising with Quality Assurance on any issues identified within the QA process, to consider impact and where needed make relevant changes to the QC process. In addition, where remedial action is required - liaising and notifying the operational leads accordingly• Liaising with Financial Crime KYC team on any issues identified within the 2nd line checks / testing, to consider impact and where needed make relevant changes to the QC process. In addition, where remedial action is required - liaising and notifying the operational leads accordingly• Supporting the lead to understand, challenge and implement any changes to procedures

Bengaluru, Karnataka, India

Verified the quality of SOT and SOR credit data, validated the accuracy of creditdecision approvals by referencing supporting legal documentation, and ensuredconsistency of credit data across various platforms.• Gained experience in credit review, analysis of credit agreements, loan funding, andsyndicated loans.• Conducted governance processes (PBC)

Bengaluru, Karnataka, India

• Performing KYC/CIP check on customers who falls under USA PATRIOT ACT. • Performing secondary KYC review for the banker and Team members while opening DDA/CDA/SBX/REA accounts. • Performing Lexis Nexis to capture client information. • Ensuring on boarding of customers as per compliance with USA PATRIOT ACT, BSA ACT and the standard procedures laid down by the regulators. • Ensuring the true identity of the customers and helping the bank grow. • Performs checks on Legal name, Nature of Business(NAICS an SIC Code) • Liaising with the stateside POC for additional clarifications • Conducting verification using applications like SOS, IRS, and LEXIS NEXIS to verify the true identity of the customers. • Conducting documentary verification through Hogan and DIPR by reviewing copies of documents submitted by the customers. • Supporting Point of Contact in clearing the escalation queues

Bengaluru, Karnataka, India

Review and Analyze and validate mortgagedocuments to ensure the accuracy andcompleteness. Verify accuracy of supportingemployment documents, source of down payment/reserves, appraisal value and property titlecommitment received. Review the loan fromcompliance and regulatory requirements• Verify all types of income documents andcalculate income from all sources which includewage earner, self-employment income, rentalincome, pension, social security income etc.Complete Full review of collateral, income, asset, &liability / credit review and determine whether loancan be Approved or declined