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Vikas Sharma Email & Phone Number
Director and Chief Compliance Officer
at
ACA Group
1 work email found
@newyorklife.com
2 phones found area 214
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Director and Chief Compliance Officer
Location
Dallas, Texas, United States
Who is Vikas Sharma? Overview
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Quick answer
Vikas Sharma is listed as Director and Chief Compliance Officer at ACA Group, based in Dallas, Texas, United States. AeroLeads shows a work email signal at newyorklife.com, phone signal with area code 214, and a matched LinkedIn profile for Vikas Sharma.
Vikas Sharma previously worked as Director and Outsourced Chief Compliance Officer at Aca Group and Deputy Chief Compliance Officer at Nephila Advisors Llc. Vikas Sharma holds Master Of Business Administration (M.B.A.), Finance, General from Symbiosis Centre For Management And Human Resource Development.
Company email context
Email format at ACA Group
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{first}_{last}@newyorklife.com
86% confidence
AeroLeads found 1 current-domain work email signal for Vikas Sharma. Compare company email patterns before reaching out.
Profile bio
About Vikas Sharma
Provide expertise in SEC Compliance for Manager and the Funds.Areas of expertise:SEC COMPLIANCE – ANTI-CORRUPTION- CYBER SECURITY - FORM ADV AND PF – INVESTOR COMMUNICATIONS – GLOBAL OPERATIONS- COMPLIANCE TRAINING- BROKER DEALER SET UP-FINRA COMPLIANCE- STAFF DEVELOPMENT AND RECRUITMENT
Listed skills include Valuation, Financial Modeling, Financial Analysis, Portfolio Management, and 25 others.
Current workplace
Vikas Sharma's current company
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9 roles
Vikas Sharma work experience
A career timeline built from the work history available for this profile.
Director And Outsourced Chief Compliance Officer
Regulatory compliance outsourced Chief Compliance Officer (CCO), Deputy CCO and consultant providing governance, risk and compliance services for SEC registered investment advisors (RIA), investment companies and separately managed accounts (SMAs). CCO for investment adviser and investment company. Strong knowledge of the Investment Advisers Act of 1940.
Deputy Chief Compliance Officer
Leading Compliance throughout the organization along with the CCO; Responsible for Investment Advisers Act, CFTC/NFA, and Bermuda Compliance; Working on 10(b)(5) and other insider trading laws and regulation; Drafted and updated Firm Compliance manuals and standalone policies; Working on NFA and SEC examinations preparation; Conducting firm-wide 206(4)-7.
Mar 2021 - Nov 2022
Senior Compliance Officer
Core-Cco, Llc/Vn Advisors Llc
Responsible for Compliance consulting for SEC and state registered investment advisors.Create, implement and monitor end to end compliance programs for Securities and Exchange Commission registered investment advisors.Responsible for maintaining Investment Advisers Act of 1940 rules and regulations for multiple clients.Manage client relationships with a.
Nov 2019 - Feb 2021
Senior Vice President- Compliance Officer
Responsible for Compliance efforts of the firm globally in areas of Code of Ethics, Conflicts of Interest and Anti- Corruption. Member of Compliance Leadership Committee Led SEC and NFA examinations and follow up for deficiency letters.Set up Control Room and information barriers for Hudson’s third party businessResponsible for employee Compliance for 900.
Feb 2016 - Oct 2019
Manager Compliance
Stellus Capital Management/D.E.Shaw & Co.
Responsible for SEC Compliance for Manager, one public Business Development Company (BDC) and five private funds. Managed all Compliance filings and policies for the firm. Managed email monitoring using Smarsh and trading accounts monitoring using Compliance Science. Assist the marketing teams with information utilized in fund-raising efforts. Managed a.
Nov 2006 - Jan 2016
Compliance And Portfolio Management Associate
Highly accomplished investment portfolio and business operations professional with extensive experience and proven success contributing to domestic and international capital management, leveraging negotiations, and preparing budgets for special projects. History of holding high-level of senior management trust while spearheading operating structures.
Nov 2006 - Jan 2012
Analyst-Investment Banking
Dedicated offshore analyst for JP Morgan investment banking team in NY. Worked with Chemicals and Metals & Mining Investment Banking teams. Provided high quality research support to the onshore team by delivering pitch books, financial models and industry/ company research reports.
Oct 2005 - Oct 2006
Business Analyst
Business analyst for Banking and Financial Services Vertical. Worked on SOX implementation product.
May 2005 - Oct 2005
3 education records
Vikas Sharma education
Master Of Business Administration (M.B.A.), Finance, General
Symbiosis Centre For Management And Human Resource Development
Education record
The Institute Of Chartered Accountants Of India
Bachelor'S Degree, Accounting And Finance
Indira Gandhi National Open University
FAQ
Frequently asked questions about Vikas Sharma
Quick answers generated from the profile data available on this page.
What company does Vikas Sharma work for?
Vikas Sharma works for ACA Group.
What is Vikas Sharma's role at ACA Group?
Vikas Sharma is listed as Director and Chief Compliance Officer at ACA Group.
What is Vikas Sharma's email address?
AeroLeads has found 1 work email signal at @newyorklife.com for Vikas Sharma at ACA Group.
What is Vikas Sharma's phone number?
AeroLeads has found 2 phone signal(s) with area code 214 for Vikas Sharma at ACA Group.
Where is Vikas Sharma based?
Vikas Sharma is based in Dallas, Texas, United States while working with ACA Group.
What companies has Vikas Sharma worked for?
Vikas Sharma has worked for Aca Group, Nephila Advisors Llc, Core-Cco, Llc/Vn Advisors Llc, Hudson Advisors L.P., and Stellus Capital Management/D.E.Shaw & Co..
How can I contact Vikas Sharma?
You can use AeroLeads to view verified contact signals for Vikas Sharma at ACA Group, including work email, phone, and LinkedIn data when available.
What schools did Vikas Sharma attend?
Vikas Sharma holds Master Of Business Administration (M.B.A.), Finance, General from Symbiosis Centre For Management And Human Resource Development.
What skills is Vikas Sharma known for?
Vikas Sharma is listed with skills including Valuation, Financial Modeling, Financial Analysis, Portfolio Management, Finance, Hedge Funds, Bloomberg, and Investment Banking.
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