Vikram Prajapati Email and Phone Number

Manager - Regulatory Reporting - FEMA-Ensuring compliance with FEMA regulations and guidelines by conducting regular audits and reviews of financial transactions and processes.  Developed and implemented internal controls, policies, and procedures to mitigate risks associated with foreign exchange transactions.  Handling products like Overseas Direct Investment (ODI), Special Approval, External Commercial Borrowings (ECB), Foreign Direct Investment (FDI) and R-returns/LRS  Monitored and analyzed changes in FEMA regulations, keeping the organization updated on new compliance requirements.  Collaborated with internal stakeholders to assess the impact of regulatory changes on business operations and implemented necessary adjustments.  Acted as a point of contact for inquiries and requests from the RBI, providing timely and accurate responses and facilitating open communication channels.  Assisted in preparing reports and submissions to the RBI, ensuring compliance with reporting requirements and deadlines.  Conducted training sessions and workshops for RMs/CSMs to promote awareness and understanding of FEMA ODI regulations and compliance obligations.

Middle Office Operations- Reconciled trade activities for Indian clients, ensuring accurate matching of trade details across multiple systems and platforms.  Investigated and resolved trade discrepancies, working closely with brokers, custodians, and other relevant parties to ensure timely settlement.  Reconciling Cash and Position for Equity and Listed Derivative Products between PB data & client trades, also processing and capturing trades on behalf of the Indian client.  Resolving the breaks in case of mismatch in corporate action on securities reported by the client and Prime Broker referring various sources.  Working closely with the Fund Accountant and Valuation team for calculation of NAV and valuation of securities respectively. Also, matching-up interest accrued.  Providing Daily and Month End rec to the client on or before deliverable time.  Working on corporate actions closely with Data management team and Bloomberg terminal and booking Cash flows and trades to match with PB/Custodians after Clients confirmation. Ensuring PB data has loaded in the system via FTP or manually loading application.  Conducted daily, monthly, and ad-hoc reconciliations to identify and rectify trade breaks, trade fails, and unmatched trades.

Middle Office Operations- Reconciled trade activities for US and UK clients, ensuring accurate matching of trade details across multiple systems and platforms.  Investigated and resolved trade discrepancies, working closely with brokers, custodians, and other relevant parties to ensure timely settlement.  Reconciling Cash and Position for Equity and Listed Derivative Products between PB data & client trades, also processing and capturing trades on behalf of the client located in US, UK, Canada, etc.  Resolving the breaks in case of mismatch in corporate action on securities reported by the client and Prime Broker referring various sources.  Working closely with the Fund Accountant and Valuation team for calculation of NAV and valuation of securities respectively. Also, matching-up interest accrued.  Providing Daily and Month End rec to the client on or before deliverable time.  Working on corporate actions closely with Data management team and Bloomberg terminal and booking Cash flows and trades to match with PB/Custodians after Clients confirmation.  Been part of the team which merged with OTC team to perform OTC Settlement, OTC Confirms and OTC reconciliation and working on the same.  Ensuring PB data has loaded in the system via FTP or manually loading application.  Conducted daily, monthly, and ad-hoc reconciliations to identify and rectify trade breaks, trade fails, and unmatched trades.

Reconciling various trades, positions & cash of various hedge funds. Daily trade record maintaining and reporting to respective clients on day in and day out. Booking all the breaks between Prime Brokers & Clients who trades in international Financial Market in across various financial products like derivatives, MBS, ABS, OTC products, Stocks, bonds & etc.

Retail Mortgage back end Operations processing. Creating MI reports of daily work and processing ofdaily retail clients requests.Responsible for having a quality check over every processed clients requests. Allocating work to team members as per their capacity.Heading a project in the organization called VCS printer.

Financial Product & Services Analysist