Vincent Chau, Phd, Cfa Email & Phone Number

Toronto, On, Ca

Toronto, On, Ca

Toronto, Ontario, Canada

Austin, Texas, United States

Led a team of secondary analysts on multiple successful activist campaigns on listed companies in US, HK and Australia: targets included fintech, deep sea miner, electric vehicle manufacturer, and energy storage companyConstructed and maintained updated stock screens to identify potential companies of interest for the investment teamConducted independent research and due diligence on companies of interest: 1. analyzed the financial results of the companies of interest and their international subsidiaries 2. compiled and maintained relevant financial models (cashflow forecasts/DCF/relative value) 3. conducted research on potential undisclosed related party transactions and acquisitions4. conducted due diligence phone calls with management, industry experts, and former employees5. arranged on-the-ground due diligence in respect of target companies6. performed patent and/or clinical trial searches and analyses, in-depth research on company productsAssisted in launching a new long/short fund in summer 2021

Hong Kong

Restructuring of a PRC advanced technology manufacturing company:1. engaged by renowned private equity firms to act as receivers of PRC manufacturer2. constructed detailed financial models and cashflow forecasts3. explored refinancing options and obtained the necessary fundsPre-acquisition due diligence for a PRC conglomerate:1. assisted a major PRC conglomerate in conducting due diligence on a HK commodities trader2. performed independent financial analysis and established financial model and cashflow forecastsLiquidation of Hong Kong listed company:1. conducted forensic accounting analysis to trace the use of IPO and bond issuance proceeds2. provided litigation support in legal proceedings against former auditors and chairman

Portfolio and investment management for HNW clients:1. analyze and write research reports on the global capital markets2. investment tools used include mutual funds, equities, bonds, global real estates, structured products and alternative investments Sales, marketing and relationship management:1. build and maintain strong client relationships with >150 individual HNW clients2. plan and organize marketing events and roadshows in HK and Mainland China Recruitment, training, coaching and team management:1. leader of my own team of financial consultants and analysts since Oct 20132. responsible for teammates’ recruitment, training and day-to- day management

Doctor Of Philosophy - Phd, Chemistry

Built computational models to investigate solvent- and electrode-degradation effects in cutting edge electric vehicle battery systems.

Master Of Science (Msc); Bachelor Of Arts (Ba), Computational Chemistry

Activities and Societies: Our Time Magazine Build computational models on chemical reactions and systems. Senior Editor of Our Time.

Physical Sciences

Activities and Societies: Water polo team Swimming team Basketball team