Viney V Email & Phone Number

India

- Reporting directly to the U.S. leadership, utilizing cross-functional communication to support the India team and manage compliance processes.- Managing a team of 5 Senior Compliance Analysts while handling the complete Audit lifecycle for proper regulatory compliance.- Auditing Banks as per their Key Performance Indicators (KPIs) with over $10 Billion in AUM. Conducting meetings with U.S. clients (B2B) when required.- Co-owing and managing a Compliance Audit Program while providing training/Coaching to new hires. - Created an Excel Macro (VBA) to automate client communications.- Created continuous automated backup for our audit data using Power Automate.- Extracted and cleaned big data to create a new simplified Microsoft List site.- Did various other process improvement things like email template updates, procedure simplification, etc.

India

- Led strategic projects, compliance monitoring, and cross-functional team meetings to support risk management objectives, while reporting directly to the U.S. leadership.- Managed a small Compliance program.- Final approver of the CAB (Change Advisory Board) of procedure documents for appropriate change management and tracking while ensuring proper regulatory compliance.- Wrote a procedure document for other Compliance Analysts for Business Continuity.- Provided Compliance guidance to 1st line of defense teams. Reviewed Violation of Law complaints.- Checked if the agents were in Compliance with internal policies and regulatory requirements for effective Compliance project management.

Gurugram, Haryana, India

Provided product training to OJT teams of up to 5 members.

India