Vinit Kabani Email & Phone Number

With over 17 years of experience in the financial services industry, I am passionate about ensuring compliance with regulatory requirements and mitigating risks for my organization and clients. I currently work as a Compliance Officer at Tower Research Capital, a leading quantitative trading firm, where I oversee the compliance program and advise on various compliance matters.My core competencies include regulatory compliance, advisory, risk management, central compliance, investment compliance, control room compliance, anti-fraud, G&E, OBI, compliance investigation, compliance deployments, trade surveillance, monitoring and testing, High-Frequency Trading (HFT) Compliance, crypto surveillance and e-com surveillance. I have successfully implemented and executed compliance policies and procedures, conducted compliance reviews and assessments, and supported compliance investigations and audits. I have also partnered with various stakeholders and regulators to ensure compliance alignment and collaboration. My goal is to leverage my expertise and skills to enhance the compliance culture and performance of Tower Research Capital and contribute to its growth and success.

Listed skills include Risk Management, Derivatives, Equities, Surveillance, and 17 others.