Vipul Jain Email & Phone Number

Ahmedabad, Gujarat, India

Handling regulatory compliances and investigations/inspections of Market Intermediaries

Mumbai Area, India

The position demands demonstrating good judgment and well-reasoned decision making in situations that may involve complex issues, public scrutiny, market reactions, and potentially adversarial circumstances.As part of my work profile, my responsibilities include the following:-a. Handling preliminary examination and formal investigation of market irregularities cases relating to Insider Trading, Price and Volume Manipulation, Circular and Synchronized Trade , Takeover Regulations Violations, etc.b. Handling cases related to corporate frauds, white collar crimes, financial accounts manipulation of listed companies.c. Identifying and recommending the suspected cases of money laundering to Financial Intelligence Unit- India (FIU-IND);d. Leading/Participating in investigation of cases through Integrated Market Surveillance System (IMSS) Alerts / Data Warehousing Business intelligence System (DWBIS). e.Undertake forensic examination coupled with financial analysis of listed companies under investigation.f.Update extensive investigation databases, systems, and mechanisms for sharing relevant investigation information to support ongoing and planned projects.

New Delhi, Delhi, India

Handling key assignments in Financial Stability Division, Department of Economic Affairs. My job responsibilities include providing policy inputs on a host of issues affecting India's financial sector consisting of commercial banks, securities market, insurance companies, non-banking financial companies, pension funds, mutual funds, etc.

Chennai

Performing credit appraisal and assessment of loan proposals under Personal Banking Business Units (Housing Loan, Car Loan, Education Loan and Personal Loan); Financial Statement Analysis including Ratio Analysis for loan apprailsa for SMEsOverseeing post disbursement account maintenance and timely tracking of Non-performing assets (NPA) status in the Core Banking System (TCS Bancs 24);Capitalizing on cross-selling and up-selling opportunities to existing and potential clients; Utilizing consultative sales approach to define customer goals and offer solutions that cultivate long term relations with customers; Performing customer due diligence, enhanced due diligenceand following guidelines relating to AML during handling of Retail Liabilities products; Monitoring the suspicious transactions and accounts and filing of Suspicious Transaction Report (STR) with FIU-IND.

New Delhi Area, India

Managing operations for the Northern region of the company constituting 37 branches; Timely processing, sanctioning and disbursement of individual liability and joint liability credit loans to micro-finance customers; Coordinating with all the branches in the region with a team of 15 members for pre & post loan disbursement queries; Playing a pivotal role in Operational Risk Management; Responsible for recruitment and training of cash officers and accounts executive for the operations department; Coordinating with Internal audit team for areas of mutual interest including compliance with audit policies and procedures

Pgdm, Finance And Marketing, A Grade

Activities and Societies: Finance Quizzes, Marketing Games

B Com (Hons.), Financial Management