Vivek Raj Email & Phone Number

United Kingdom

Netherlands

Netherlands

Birmingham, England, United Kingdom

• Liaising with Sales, Credit officers and Legal officers to ensure all the risks are identified• Raising margin calls to client when the clients fall below margin limits.• Advising Client and Relationship managers with Margin requirements and resolved queries• Acting as:o Point of coordination to ensure margin process is running effectively and efficientlyo Point of contact for queries from clients and providing information & updates as requested• Preparing client statements on daily basis as per required information sheet for each client with a target distribution time• Providing additional information and explanation of data to clients • Monitoring the documentation of schedule for all new debtors, scanning all copies and maintaining records for future• Resolving issues for preventing timely & accurate distribution of client statements, ensuring sufficient visibility and providing transparency to the client.• Coordinating with Clients, Transition Team & Front Office to develop and test changes to existing margin process as requested by clients i.e. statement format• Familiar with reading swift messages.• Overseeing the manual booking of payments and advising the client accordingly by providing them with swift code• Looking after reconciliations on daily basis to match the general ledger balance with DB GEM Balances• Assessing all reports on everyday basis to maintain accurate, reviewing all credit policy and updating client position for same• Extending interest statements to clients on monthly basis and posted the same; resolving breaks pertaining to FX transactions• Achieving maximum benefit to DB in dispute resolution and management of risk in shorter time • Performing audit and stress tests to ensure all the data contained is accurate and perfect within line with business• Carrying out research, analysis where ever necessary and managing changes on the KOP’S.

Jacksonville, Florida, United States

• Transitioned Asset Management Breaks Resolution Process (OTC Accounts) from New York• Involved in reconciliation of collateralized cash & securities and comparing different upstream and downstream systems• Entrusting with the responsibilities of carrying out:o Checks & controls and providing supporting data for supervisor to perform the sameo Reconciliation for New York collateral group accounts between inters systems i.e. DB Margin(Colline), Kondor, DBI NY and Magellan Accountso Equity investigation of Deutsche Bank New York for both equity specific nostros and depots with applications like Smart Stream Reconciliation and its includes post settlement activities• Accountable for monitoring & reconciling all lain associate activities & payments, coordinating with account administrator to prepare everyday posting and responding to ad hoc Requests for information from various teams within the bank• The main point of contact for senior management on weekly break resolution and fixes that are of high notional value.• Expert in setting up and pricing of ISIN, CUSIP on Colline which are pledged to DB based on Bloomberg data.• Done several process improvements by investigating the root cause and fixing the issue permanently thus reducing FTE• Responsible for reviewing all collaterals, ensuring compliance to all procedures and assessing all collateral information & verifying the same and analysing qualities for all loan collateral accounts • Trained the London Margin managers on collateral and interest reconciliations. • Incorporating additional details as requested by the client such as securities pledged as collateral• Liaised with Auditors in explaining the complete work flow of the process with the result being zero defects and no Audit issues.

Karnataka, India

¬ Skilled in the Resource/Volume Forecasting software IMPACT 360o IMPACT 360 (Thin Client) o Forecasting and Schedulingo Strategic Planner¬ Understanding the existing Capacity models in Excel format¬ Building Model Setup in IMPACT 360¬ Fitting the Excel Capacity Model to the IMPACT 360¬ Worked on nearly 50 Capacity Models¬ Skilled in reading/analyzing the Capacity Models¬ Mentored group of 13 resources on application and capacity models.¬ MISo Assisted in daily allocation of worko Daily reporto Status updates (Adhoc and scheduled)o Maintaining Trackerso SPOC for Capacity model issueso SPOC for System issues

Master'S Degree, Banking, Corporate, Finance, And Securities Law

MSC in International Banking and Finance

Master Of Business Administration (Mba), International Finance

MBA in Finance

Bachelor'S Degree, Accounting And Finance

Commerce