Vivek Thomas Tharakan Email & Phone Number

Dubai, United Arab Emirates

Bengaluru, Karnataka, India

Performing SOP based investigations on Politically Exposed Persons(PEP).Implementing Transaction Monitoring, Sanctions Screening and PEP Monitoring.Rendering Quality Check (QC) support to the production team, managing prioritisation and assessing risk to ensure timely escalation.Conducting detailed investigation, dismissing alerts based on findings and blocking financial transactions for the sanctioned country & hard match Individuals & Entities.Helping juniors with Subject Matter Expert (SME) for Anti Money Laundering (AML) and Know Your Customer (KYC) team in Sanction's, Politically Exposed Persons (PEP) and Transaction Monitoring (TM ).Providing research leading to requesting and reviewing of documentation, including legal documents, and performing due diligence by verifying client information/identification.Managing investigative process from initial findings/detection stage to disposition stage and ensure effective identification and monitoring of suspicious activities – Client Onboarding.Carrying out ongoing monitoring of clients – Including screening and dismissing alerts on sanctions, Politically Exposed Persons (PEP) and Adverse Media (AM) hits.Constant tracking of Queue management, Service Level Agreement (SLA) tracking and maintenance of trackers for process excellence.

Kochi, Kerala, India

• Undergone training in accounting principles, procedures and practices.• Assisted in the audit of various organisations including Statutory and taxation matters ranging fromproprietary concerns to corporate entities.• Knowledge in computerised accounting.

Master Of Business Administration - Mba, Accounting And Finance

Bachelor Of Commerce - Bcom, Accounting And Finance

Business/Commerce, General

10Th Grade

Education record