• Program manager and Transversal Business Analyst for Strategic platform offering Triparty Collateral optimization across multiple Custodians, Start of Day (SOD) and Real-time Inventory, Sources & Uses of Inventory, Treasury Cash Management and Cash Projections with several million in projected annual savings.• Responsible for requirements gathering, documenting functional/technical specifications in confluence, oversight of design and build, tracking risk/issues/project milestones in JIRA and providing updates in Working group and Steerco meetings.• Led data mapping and integration of SOD/Intra-Day Trades & Positions, Referential, Depot, Custodian and real-time settlement feeds to vendor formats. QA tested Inventory and SWIFTs in a production-parallel environment.• Sourced SWIFTs from gateway and Pre-approved Wires from Peoplesoft for Cash Actuals, Projections and Breach Alerts.• Documented FO Desk, Middle Office and Treasury requirements to customize real-time dashboards for Inventory and Cash management and for the optimized usage and allocation of collateral by Equity and Repo financing desks.

• Program manager for Regulatory Stream in BNP’s Prime Services and IT SPOC for US applications supporting International Prime Brokerage (IPB) for AMF Regulations and FCA's CASS Regulations, EMIR, CSDR, IBOR, SFTR and USPB for UMR, CAT and others.• Lead BA for Global PB Data warehouse and Instrument & Market Data applications

Asset Management Core Technology re-platforming program to replace over 35 applications and improve data quality by bringing in real-time data delivery, data quality metrics and data governance.• IT PM/BA for Data Integration stream responsible for delivering the data Integration framework that connects the Global Asset management ecosystem of applications and generating over 200 downstream feeds. • Responsible for planning, product development, agile execution, resourcing & forecasting. • Lead JAD sessions to integrate enterprise service bus with OMS, Front Office , Reference /Market data hub, Global Holiday Calendars, Simcorp IBOR (Investment Book of Records), Corp Actions, Data Governance (Collibra), Performance/NAV and Benchmarking applications• Developed multiple BRS, SRS and other design documents for each functional component of the core Data Integration platform.

• Consolidated global dashboard for Equities and FRC to attribute P&L Unexplained using the sensitivities method. And to generate management summary of breaches and track Issues and trends in RSBPL variances.• Led effort to operationalize the Dashboard application by implementing over 25 key improvements in a short span of 5 months. • Lead weekly working group to review issues and gather requirements from Finance Product controllers globally. Maintained Product backlog and lead agile delivery using JIRA.

• Project to restructure and optimize the securities Borrowing and Lending for UBS AG’s Prime Brokerage clients under the IHC (Intermediate Holding Company) rule of the FBEPS (Foreign Bank Enhanced Prudential Standards) regulation• Operations IT project manager responsible for coordinating UAT across Broadridge, DTC, Loannet and internal Booking, Settlement and Reconciliation applications across US and UK.

BA/Delivery Lead and SME for primary Backoffice application used for Booking, Clearing, Trade Reconciliation (Trade matching), Real-time P&L (Realized, Unrealized, VaR P&L) and Regulatory reporting (Bluesheets, Large Trader 13h-1, 15c3-3) for the Cash Equity & Listed Options flow of 15+ million daily transactions (35 million peak) in a real time, distributed, straight through processing system. Supports Inter-listed, Proprietary, Agency, Riskless principal, Algorithmic, Quantitative, Institutional, Broker dealer, ATS and DMA and several Listed Options flows.• Oversaw the design and development of real-time Trade Reconciliation engine, P&L, Booking, Clearing & Charge Calculation and UI suite for IB, Wealth management and Listed Option flows.• Hands on experience with real-time distributed cloud based architecture, Web-UI & large multi TB databases.• Go to person for day to day issues by end users and application support teams.• Conducted gap and risk analysis and create road map to on-board new trade flows in to Middle office and Regulatory reporting applications.• Implemented application architecture and design improvements to meet capacity forecasts, streamline existing business flows, and reduce tech debt.• Manage 15TB Bluesheet database capable of handling 200+ Inquiries a day on 30+ business flows with a submission volume of 6-10 million executions daily. • Designed and Implemented several key solutions to support Large Trader (13h-1) and 15c3-3 reporting for Equity and Listed Options flows. • Designed and Implement controls to ensure the accuracy of Bluesheet submissions and built management summary dashboards to track validation failures and re-submissions.• Worked with regional business heads to deliver several millions is savings by customizing, Refining and Forecasting of TAF (Trade Activity Fee), PFOF (Payment For Order Flow ) & ECN Charge calculation modules.

Consolidated Trade Reconciliation and Clearing platform for both parent firm Charles Schwab Corp and Schwab Capital Markets LP to handle the combined Equities, Fixed Income and Options flows of 6+ million executions daily• Automated the Buy-In function for Charles Schwab Corp from a mainframe to a fully automated rich-UI client-server process.• Lead the migration of clearing and settlement to a single platform called DTC One Box. • Was recognized with a firm wide award for excellence and innovation.

Part of a 5 man Backoffice IT team that created TOPCAT which supported the Capital Markets business of Schwab, with trades in excess of 6 million executions daily and accounted for a quarter of the Schwab revenue during ‘98-‘01. • Was used by 50+ users in Accounting, Cage, P&S, Regulatory and Compliance departments.• P & S functions developed included reconciliations of House and street executions to generate Break and Matches, ID submissions, Confirmations and affirmations, DK reports and customer and broker statements• Cage functions developed included stock record, General ledger, corporate actions like dividends and mergers, DTC Fails to deliver and receives, open Item cleanups, balance orders, delivery orders, payment orders, stock borrows, Buy-ins and recaps. • The accounting functions developed included Trader P & L, salary statements, reconciliation of stock and cash in various position and GL accounts, ECN charges, Payment For Order flows, Riskless Secfee, Trading Activity fee, and Daily Trial balance upload to PeopleSoft, • Regulatory functions : Bluesheets, 15c3, Short-Interest and Haircut reports.• Wrote NDM transmission and retrieval jobs to send and receive data to DTC. Computed Day delivery, payment orders, Buy-ins, IDs and stock returns by examining DTC, CNS and stock borrow positions. Net DTC postings were used to cleanup fails, perform settlements, mark to markets and create new stock borrows vs Schwab.• Wrote most of the GUI screens and and over 150+ reports that supported all functions• Security module included extensive audit trail management and customized reports and screen access for each department.• Was recognized with a firm wide award for operational excellence

Lead GUI and Backend developer for a suite of applications ( SynDesk, SynTicket & Compliance Desk ) used to manage Syndication, IPOs, Institutional and Retail new issues, Regulation M and Roadshows. Trained several newly hired developers in PowerBuilder and supervised their work.