Vivian H. Chen, Esq. Crcm. Cams.

Vivian H. Chen, Esq. Crcm. Cams. Email and Phone Number

FVP, Chief Compliance Officer and BSA Officer @ First Commercial Bank (FCB)
New York, NY, US
Vivian H. Chen, Esq. Crcm. Cams.'s Location
New York, New York, United States, United States
Vivian H. Chen, Esq. Crcm. Cams.'s Contact Details

Vivian H. Chen, Esq. Crcm. Cams. work email

Vivian H. Chen, Esq. Crcm. Cams. personal email

n/a
About Vivian H. Chen, Esq. Crcm. Cams.

Compliance risk management professional with 18 years of AML/BSA, enforcement action remediation, and cross-cultural operation experience with banks in various sizes (community/national/ global/wholesale) and regulators (OCC/FRB/FDIC/NYDFS).Vivian focuses on providing a balanced approach in her compliance roles, bringing value and clarity to Board and senior management. Strong relationship building skills that secure program support and increase outcome success. Highly skilled in facilitating efficient decision making while ensuring risks are prioritized and mitigated. Her responsibilities include: overseeing Community Reinvestment Act (CRA), Consumer Compliance, Safety and Soundness, AML/BSA/OFAC, and foreign wholesale branch (FBO) examinations. Successfully remediated regulatory enforcement actions (MOU / Cease and Desist Order), and participated in two cross-state and cross-border mergers (on AML/BSA surveillance systems – from data mapping to system migration).Previously as external closing counsel, she advised banks in commercial real estate lending transactions, reviewed Title Report to identify legal and title deficiencies, and drafted loan documents. Thorough knowledge of commercial real estate lending, construction loan, and syndication. As in-house counsel, she provided legal opinions and litigation support.Vivian is licensed to practice law in New York. She is also a Certified Regulatory Compliance Manager (CRCM) and a Certified Anti-Money Laundering Specialist (CAMS). Well versed in the full spectrum of banking regulations. Fluent in Mandarin Chinese and Cantonese.

Vivian H. Chen, Esq. Crcm. Cams.'s Current Company Details
First Commercial Bank (FCB)

First Commercial Bank (Fcb)

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FVP, Chief Compliance Officer and BSA Officer
New York, NY, US
Website:
firstbank.com.tw
Employees:
866
Vivian H. Chen, Esq. Crcm. Cams. Work Experience Details
  • First Commercial Bank (Fcb)
    Fvp, Chief Compliance Officer And Bsa Officer
    First Commercial Bank (Fcb)
    New York, Ny, Us
    View
  • First Commercial Bank (Fcb)
    Fvp, Chief Compliance Officer & Bsa Officer
    First Commercial Bank (Fcb) Sep 2020 - Present
    New York City Metropolitan Area
    Foreign Wholesale Branch - asset size 10 Billion
    View
  • Land Bank Of Taiwan
    Svp, Chief Compliance Officer & Bsa Officer
    Land Bank Of Taiwan Sep 2010 - Aug 2020
    New York, Ny
    Foreign Wholesale Branch – asset size 1 Billion (operation in NY and CA).Responsible for NY Branch’s overall compliance with Federal and State laws and regulations, with special emphasis on AML/BSA area and OFAC guidance.Analyze regulatory changes and advise Senior Management of strategies for ensuring compliance while balancing business needs in foreign wholesale banking environment.Formulate and update policies, perform annual risk assessment, develop operational procedures, conduct internal reviews, assist in external independent review, and provide employee trainings.Serve as point of contact for Federal/State regulatory agencies (FRB, NYSDFS, OFAC, and FinCEN).Manage and respond to regulatory examinations, design post-exam operational enhancements, and maintain strong relationships with supervisory agencies.Participate in special projects when Senior Management and Taiwan Head Office deem necessary, including FATCA and FBO Resolution Plan policy interpretation.Oversee regulatory reporting obligations (SAR, 314(a) Request, FFIEC002, FFIEC019, FR2900, and NYSDFS Monthly Report of Pledged Assets).
    View
  • United Commercial Bank
    Vp & Associate Corporate Counsel
    United Commercial Bank Feb 2008 - Jul 2010
    San Francisco, Ca
    Commercial Bank – asset size 11 Billion (Multi-State operation in CA, NY, MA, WA, Hong Kong, Taiwan, China)Represent Legal Department in the AML Committee Meeting. Work with Compliance and AML groups in regulatory projects. Provide New York Region operational advice, and assist in state-specific regulatory compliance matters.Coordinate document production efforts, including levy, garnishment, Grand Jury Subpoena, IRS Summons, and handle related legal issues. Investigate consumer complaints on potential unfair and deceptive practices.
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  • The Chinese American Bank
    Vp, Compliance & Bsa Officer, Secretary Of The Board Of Directors
    The Chinese American Bank 2002 - Feb 2008
    New York, Ny
    Community Bank – asset size 400 Million (operation in NY)Responsible for Bank’s overall compliance with applicable Federal and State laws and regulations, with special emphasis on AML/BSA area and OFAC guidance.Coordinate and participate in regulatory examinations including Safety & Soundness, Consumer Compliance & Fair Lending, and CRA.Track Federal Reserve Regulations that affect business lines and operations (Reg. B, C, D, E, O, P, Q, W, Z, CC and DD; RESPA; CRA; HMDA; the USA PATRIOT Act; FCRA/FACT Act; and Fair Lending).Conduct risk assessments, design policies, and implement internal controls to ensure that all business units are in compliance with regulatory requirements.Oversee regulatory reporting obligations (CTR, SAR, 314(a) Request, Form FFIEC 004, Form TD F 90-22.53).Recommend enhancements to internal controls when insufficiencies are noted, supervise implementation of the action plans, and provide targeted trainings.Identify and analyze legal issues, review and draft legal documents, present recommendations, and provide hands-on counsel to all levels of executive staff.Review loan document and provide legal opinions on commercial real estate and construction lending related matters.Assist of-counsel in commercial litigation and foreclosure proceedings.

Vivian H. Chen, Esq. Crcm. Cams. Education Details

Frequently Asked Questions about Vivian H. Chen, Esq. Crcm. Cams.

What company does Vivian H. Chen, Esq. Crcm. Cams. work for?

Vivian H. Chen, Esq. Crcm. Cams. works for First Commercial Bank (Fcb)

What is Vivian H. Chen, Esq. Crcm. Cams.'s role at the current company?

Vivian H. Chen, Esq. Crcm. Cams.'s current role is FVP, Chief Compliance Officer and BSA Officer.

What is Vivian H. Chen, Esq. Crcm. Cams.'s email address?

Vivian H. Chen, Esq. Crcm. Cams.'s email address is vi****@****ank.com

What schools did Vivian H. Chen, Esq. Crcm. Cams. attend?

Vivian H. Chen, Esq. Crcm. Cams. attended Fordham University School Of Law.

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