Vishal Thakkar

Vishal Thakkar Email and Phone Number

Chief Risk Officer at the Options Clearing Corporation @ OCC
Vishal Thakkar's Location
Greater Chicago Area, United States, United States
Vishal Thakkar's Contact Details

Vishal Thakkar personal email

Vishal Thakkar phone numbers

About Vishal Thakkar

A senior Financial Services leader with over 20 years of experience leading risk management, regulatory compliance, operational resilience, cyber security, and internal auditing functions. Throughout my career I have frequently been charged with leading new initiatives to take the company or department beyond the bounds of current activities or systems. As a business leader who knows how to lead from principle and respect-based influence bringing a mix of experience, domain knowledge, and sound judgment, I am able to move fluidly from the big picture to details supporting delivery of complex cross-functional initiatives. I have held numerous leadership positions in risk management, compliance, and internal audit in the financial services and energy industries. Most recently as Chief Risk Officer at OCC, I oversee the teams responsible for Operational Risk, Third-Party Risk, Model Risk, Financial Risk Oversight, and Data Governance at the world's largest equity derivatives clearing organization. I am known for my ability to identify emerging risks, assess their potential impact, and devise proactive solutions to mitigate them. With a passion for innovation and a keen eye for detail, I am committed to fostering a culture of risk awareness and compliance within organizations. My leadership and dedication have earned me recognition as a trusted advisor in the fields of risk management, compliance, and internal audit. I have a proven track record of identifying and mentoring future leaders and have the ability to recruit and retain talent. Other skills and abilities include prioritization, communication, cross-functional coordination and collaboration, strategic thinking, driven, insightful, and delivery-focused.To reach me please send an email to vthakka1@gmail.com

Vishal Thakkar's Current Company Details
OCC

Occ

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Chief Risk Officer at the Options Clearing Corporation
Vishal Thakkar Work Experience Details
  • Occ
    Chief Risk Officer (Cro)
    Occ Mar 2022 - Present
    Chicago, Illinois, Us
    Responsible for developing, implementing, and overseeing a robust risk management framework that safeguards the organization, ensures compliance with regulations, and contributes to its long-term success and stability. Play a critical role within the organization by overseeing the management of risks and ensuring that the business operates within acceptable parameters.
  • Occ
    Managing Director, Enterprise Risk Management
    Occ Oct 2018 - Mar 2022
    Chicago, Illinois, Us
    Led OCC's Enterprise Risk Management (ERM) team (including Operational Risk and Third-Party Risk) within OCC to systematically identify, assess, monitor, and mitigate risks that may affect the achievement of the organization's strategic objectives.
  • Occ
    Sr. Executive Director [Fka, First Vice President] Financial Risk Management, Risk Advisory Services
    Occ Jan 2018 - Oct 2018
    Chicago, Illinois, Us
    Established a line 1.5 GRC team within OCC's Financial Risk Management function with primary purpose to safeguard the organization by managing risks, ensuring compliance, promoting ethical conduct, and fostering effective governance practices. This was a special assignment that I was tasked with by OCC's Chairman and CEO; completed objectives one-year ahead of schedule.
  • Occ
    Executive Director [Fka Vice President] Internal Audit
    Occ Feb 2016 - Dec 2017
    Chicago, Illinois, Us
    Provided strategic direction, leadership, and oversight for all IT auditing activities. The primary objective was to ensure the organization's information technology systems, processes, and controls are secure, compliant, and aligned with business objectives. Played a key leadership position within OCC's internal audit function and reported to the Chief Audit Executive.
  • Southern Company Gas
    Director Of Internal Audit
    Southern Company Gas Jan 2012 - Feb 2016
    Atlanta, Ga, Us
    Directed a team with 11 staff in three locations and budget over $1.2M for an $8 billion Fortune 500 Energy Company. Responsible for company-wide Sarbanes-Oxley 404 efforts, risk-based integrated audits, consultative reviews, and regulatory compliance reviews. Conduct sensitive and confidential investigations, and advise the Ethics and Audit Committee as required.
  • Nicor Gas
    Manager Of Audit, Information Technology & Utility Operations
    Nicor Gas Oct 2008 - Jan 2012
    Naperville, Il, Us
    Managed multiple IT and integrated audits concurrently. Responsible for compliance reviews for outside regulatory agencies such as FERC, ICC, and PHMSA. Grew the IT audit function from a staff of one to four. This expansion won an accolade from the IIA during the Quality Assurance Review of the department. Played a significant role in the integration of the internal audit function resulting from the merger of AGL and Nicor Inc. The integration required combining three separate audit groups.
  • Nicor Gas
    Manager Of Risk Management
    Nicor Gas Nov 2006 - Oct 2008
    Naperville, Il, Us
    Created new risk department for Nicor National; a 300-million-dollar retail subsidiary of Nicor Inc. Managed the predictive gas-use model used to sell the Guaranteed Billing Program to customers. This was a critical model because the Guaranteed Billing Program generated approximately $250 million in revenue, annually. Hedged customer cancellation risk via put options to minimize downside risk posed to the company. Provided monthly position reports to the Risk Committee.
  • Nicor Gas
    Senior Information Technology Auditor
    Nicor Gas Feb 2004 - Nov 2006
    Naperville, Il, Us
    Led IT audit project planning, created audit programs, and conducted fieldwork. Participated in the annual IT risk assessment process. Led the design phase of Sarbanes-Oxley during the company-wide roll out for IT Controls.
  • Accenture
    Sap Consultant
    Accenture May 2001 - Feb 2004
    Dublin 2, Ie
    Recognized as one of the top ten performers in Chicago out of a pool of 500 consultants. Participated in two complete global SAP implementations at large manufacturing companies.

Vishal Thakkar Skills

Sarbanes Oxley Act Internal Audit Auditing Business Process Improvement Internal Controls Risk Management Process Improvement It Audit Strategy Leadership Business Analysis Analysis Enterprise Risk Management Financial Analysis Management Project Management Change Management Financial Risk Business Process Information Technology Governance Risk Assessment Financial Reporting Accounting Integration Consulting Security Mergers And Acquisitions Peoplesoft Erp Sdlc Mergers Cisa

Vishal Thakkar Education Details

  • Depaul University
    Depaul University
    Information Systems
  • Depaul Driehaus College Of Business
    Depaul Driehaus College Of Business
    Entrepreneurship

Frequently Asked Questions about Vishal Thakkar

What company does Vishal Thakkar work for?

Vishal Thakkar works for Occ

What is Vishal Thakkar's role at the current company?

Vishal Thakkar's current role is Chief Risk Officer at the Options Clearing Corporation.

What is Vishal Thakkar's email address?

Vishal Thakkar's email address is th****@****ail.com

What is Vishal Thakkar's direct phone number?

Vishal Thakkar's direct phone number is (312) 322*****

What schools did Vishal Thakkar attend?

Vishal Thakkar attended Depaul University, Depaul Driehaus College Of Business.

What are some of Vishal Thakkar's interests?

Vishal Thakkar has interest in Football, Entrepreneurship, Investing, Gardening, Economic Empowerment, Cycling, Reading.

What skills is Vishal Thakkar known for?

Vishal Thakkar has skills like Sarbanes Oxley Act, Internal Audit, Auditing, Business Process Improvement, Internal Controls, Risk Management, Process Improvement, It Audit, Strategy, Leadership, Business Analysis, Analysis.

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