Paul Vu Email & Phone Number

Boston, MA, US

Wealth and Retirement Administration

+ Manage a team of 3 staff members on-site plus offshore team, review their work to ensure accuracy and efficiency+ Ensure funds are in compliance with prospectus, SEC, IRS, and board operating requirements+ Analyze and compile daily reports on tight deadlines for clients including any formal memos of compliance breaches+ Provide audit documents with.

+ Analyze and verify client’s identity to mitigate financial fraud, money laundering, identity theft, terrorist financing before an account is opened+ Oversee offshore team of 10 employees in processing high volume account opening requests + Participate in key projects such as Anti-Money Laundering Transformation + Work with client services team and tax.

+ Identified, analyzed, and reconciled complex financial statement issues on quick turnaround + Confidently interacted with all levels of management for escalation and resolved technical issues + Performed ad-hoc testing prior to implementing new mapping codes for statements+ Enforced team members to follow procedures to be audit-ready every day+.

+ Primary contact and representative for one of the largest clients+ Key team player in successful conversion to DSTO print vendor project+ Trained outsourcing team to process statement maintenance requests+ Secondary reviewer for high-volume manual statement setups+ Reported metrics data for client presentations

+ Reported calculated cash amounts to mutual fund advisors + Analyzed and solved discrepancies from clients, keeping close communication+ Booked domestic and international trades upon receiving data for mutual funds+ Reviewed trades for accuracy using client-provided trade tickets+ Calculated Net Asset Values for mutual funds to submit on tight deadlines+.