Andy Wagner Email & Phone Number

I am acting as the head of Risk Management and Compliance for Westby Co-op Credit Union. I am tasked with ensuring risks are appropriately identified and mitigated throughout the Credit Union. I overseeing multiple risk management programs including regulatory compliance, fraud risk management, vendor management, issues/findings management and enterprise.

Portage, Wisconsin, United States

During a corporate reorganization in late 2020, I transitioned into a highly visible directing cross-functional control activities and strategic, end-to-end process risk mitigation. I currently serve as HR Control’s primary resource for key initiatives such as NEXT HR, an enterprise project that will replace all HR technology platforms. Key achievements.

Portage Wisconsin

I led a team of 7 risk management professionals in identifying, designing, and documenting controls that mitigate risk. In addition to being as the HR Financial Crimes Control Leader, I oversaw the HR regulatory compliance program. Key achievements include:- Transformed HR’s fiduciary role by developing an HR fiduciary matrix that outlines benefit plans.

Greater Minneapolis-St. Paul Area

Acted as the group Financial Crimes Risk Management Coordinator for the Wells Fargo Corporate Staff Group. This includes providing oversight and guidance for the group’s Financial Crimes Risk Management program which includes the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Global Sanctions, Anti-Bribery and Corruption (ABC), and Fraud. The.

Greater Minneapolis-St. Paul Area

As a consultant, I served as Group Financial Crimes Coordinator supporting up to 36 business units across HR, Chief Administrative Office, Corporate Risk, Legal, and Enterprise Finance. I coordinated implementation of policies related to financial crimes to all corporate staff group business units and monitored completion. Key achievements include:- Built.

Greater Minneapolis-St. Paul Area

I oversaw the Corporate Trust Services Financial Crimes Risk Management Program and consulted with business team members to develop, implement, and monitor procedures for program compliance. Key achievements include:- Mitigated regulatory consequences by presenting information to the Office of the Comptroller of Currency (OCC) that demonstrated proper.

Greater Minneapolis-St. Paul Area

In my first role, I led complex audit projects in accordance with company policies and regulatory guidance. I regularly worked across Wells Fargo’s business lines with a focus on fiduciary and wholesale lines of business. One of my highlights was identifying lack of controls and issuing an “insufficient” audit rating for a newly formed division, which.

Greater Minneapolis-St. Paul Area

At KMPG, I scheduled, planned, and executed annual financial statement audits. I routinely applied Sarbanes-Oxley Act 404 and interpreted employee benefit plans for public and private companies in manufacturing, insurance, and investment management.