Wallace Tan, Fcca, Cia, Cmiia Email & Phone Number

Kuala Lumpur, My

Kuala Lumpur, My

Responsibilities:1. Conduct assessments of Internal Controls over Financial Reporting (“ICFR”) to ensure SOX compliance for US-based clients. 2. Collaborate and establish strong communication channels with the US team to effectively execute SOX projects for US-based clients. 3. Assume a leadership role by providing direction, mentoring and conducting comprehensive reviews of the SOX testing completed by the recently established team in the Malaysia office. 4. Oversee team management aspects for the Malaysia office, encompassing responsibilities such as evaluating potential candidates through interviews, conducting performance assessments and addressing any staffing related concerns. 5. Coordinate closely with the Resource Management Team and Managing Directors based in the US to ensure effective utilization of the Malaysia Team.

Experienced in Internal Audit / Internal Control Reviews, IT General Control Reviews, Initial Public Offering Reviews, Corporate Governance Reviews, Enterprise Risk Management, Agreed Upon Procedures Reviews, Reviews on Compliance to Regulations & Guidelines, Drafting of Policies and Procedures, Special Investigations, etc.Responsibilities:1. Meeting leads for discussion, planning and finalising the scope, objectives and fees of audits.2. Planning and arranging the manpower resources for different assignments in order to meet the reporting deadlines.3. Conduct risk-based audit, review internal controls and recommend corrective measures to enhance the client company’s operations.4. Oversee audit assignments and provide guidance the team.5. Review audit working papers during audit fieldwork and review audit reports at the end of the audit. 6. Present audit findings to the Audit Committee and/or Board of Directors.7. Monitoring and managing of administrative and staffing issues which include billing to clients, interviewing potential candidates, performance appraisal for staff, etc.Industries involvement:1. Financial institutions such as stock broking, money broking, fund management, trustee and e-money issuers.2. Manufacturing companies which include spare parts for heavy machineries, concrete engineering products, food and beverages, chemicals and fertilisers, shoes, etc.3. Oil & gas companies.4. Property development & construction.5. Non-Governmental Organisation (“NGO”) such as World Wide Fund for Nature (“WWF”), International Planned Parenthood Federation (“IPPF”) and Malaria Consortium.6. Others such as logistics companies, healthcare, golf club, credit rating agency, chain outlets, etc.

Malaysia

Responsibilities:1. Conduct assessments of Internal Controls over Financial Reporting (“ICFR”) across various entities within the Group, spanning different global regions such as the Americas, Latin America, Europe, Asia and Middle East. 2. Liaise with the local Management for planning of the reviews in order to meet the reporting deadlines.3. Identify control deficiencies and improvement areas, propose recommendations and action plans to be implemented.4. Prepare and issue assessment reports of the reviews performed, present findings and discuss on action plans with the local and regional Management.5. Perform periodic follow-up on the agreed action plans.6. Communicate and provide guidance to the management regarding the latest internal controls and compliance guidelines issued by the Group (i.e. scope and methodology).

Kuala Lumpur, Malaysia

Experienced in Internal Audit / Internal Control Reviews, IT General Control Reviews, Initial Public Offering Reviews, Corporate Governance Reviews, Enterprise Risk Management, Agreed Upon Procedures Reviews, Reviews on Compliance to Regulations & Guidelines, Drafting of Policies and Procedures, Special Investigations, etc.Responsibilities:1. Meeting leads for discussion, planning and finalising the scope, objectives and fees of audits.2. Planning and arranging the manpower resources for different assignments in order to meet the reporting deadlines.3. Conduct risk-based audit, review internal controls and recommend corrective measures to enhance the client company’s operations.4. Oversee audit assignments and perform on-site fieldwork (if necessary).5. Provide guidance to the team and update the Director In Charge of audit findings during audit fieldwork.6. Review audit working papers during audit fieldwork and review audit reports at the end of the audit. 7. Perform follow-up audits to ascertain implementation of recommendations.8. Present audit findings to the Audit Committee and/or Board of Directors.9. Monitoring and managing of administrative and staffing issues which include billing to clients, interviewing potential candidates, performance appraisal for staff, etc.Industries involvement:1. Financial institutions such as stock broking, money broking, fund management, trustee and prepaid card companies.2. Manufacturing companies which include spare parts for heavy machineries, concrete engineering products, food and beverages, chemicals and fertilisers, shoes, etc.3. Oil & gas companies.4. Non-Governmental Organisation (“NGO”) such as World Wide Fund for Nature (“WWF”), International Planned Parenthood Federation (“IPPF”) and Malaria Consortium.5. Others such as logistics companies, golf club, credit rating agency, chain outlets, etc.

Kuala Lumpur, Malaysia

Kuala Lumpur, Malaysia

Certified Internal Auditor (Cia)

Education record