Bill Ward Email and Phone Number
Risk management & Compliance plays a crucial role in business, helping organizations navigate uncertainties, minimize harm, and safeguard their interests. As a strategic, decisive, and committed senior financial risk and compliance executive, I drive organizational accordance for growing banking institutions by leading all risk mitigation, compliance, and financial crimes functions. I achieve profitability and growth by creating and steering expertly designed regulatory programs and security initiatives, driving integration, and serving as a trusted business partner and advisor, consistently expanding my professional scope to guide operational risk management, efficiency, and cost reduction initiatives, eliminating tens of millions of dollars in potential costs. In addition, I optimize business outcomes and achieve organizational goals by assembling, developing, and leading highly skilled financial crimes risk management and compliance teams. Below is a selection of the top accomplishments from my career: ● Transforming First Republic Bank’s regulatory status from “unsatisfactory” to “satisfactory” within 1 year and achieving a “strong” status for all subsequent years through effective regulatory compliance programs and management of high-performing teams.● Developing and managing compliance programs that met all regulatory requirements while sustaining First Republic Bank’s nimble, high-touch service model, creating a foundation for continued soundness, profitability, and growth.● Developing a financial crimes risk management program for Union Bank facilitating the elimination of the bank’s US DOJ deferred prosecution agreement and OCC cease and desist action and achieving a “satisfactory” program status.I am excited to expand my professional network and see what the future may hold. If you would like to connect, please contact me at billward94@outlook.com.
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President And Chief Operating OfficerBank Of San FranciscoSan Francisco, Ca, Us -
Managing Director, Financial Crimes Compliance, Enterprise Compliance, & Operational RiskJpmorgan Chase & Co. (Legacy First Republic Bank) May 2023 - Jul 2024Direct all risk mitigation, compliance, and financial crimes functions across First Republic’s banking, broker-dealer, investment advisory, and trust company divisions, overseeing ongoing operations while driving integration into JPMorgan Chase. Serve in blended role as de facto CCO and CRO, reporting directly to parent company’s CCO and global head of financial crimes.
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Executive Vice President, Head Of Financial Crimes ComplianceFirst Republic Bank Apr 2014 - May 2023San Francisco, Ca, UsRecruited and appointed by board of directors to resolve regulatory action and manage comprehensive portfolio of financial crimes and risk management functions for high-net-worth private US bank. Strengthened bank and drove shareholder value by building and enforcing practices aligned with federally mandated compliance programs including BSA / AML, OFAC, FCPA, and FACTA. Orchestrated bank response to regulators, audits, and examinations. Continuously expanded scope of role by taking on highly regulated tangential functions and processes including fraud prevention, corporate security and investigation, access management, cybersecurity, data security, and business continuity. Provided strategic direction to over 475 staff members across all teams while managing $100M annual budget and reporting to board of directors and CEO. Chaired Anti-Money Laundering Oversight Committee (AMLOC). Member of First Republic Executive Committee. -
Executive Vice President, Head Of Financial Crime Risk ManagementUnion Bank Mar 2007 - Apr 2014San Francisco, Ca, UsRecruited by Japanese-owned regional banking institution to assist in neutralizing US DOJ and OCC enforcement action and operationalize new financial crimes risk management function during 2007 financial crisis. Built and enforced compliance programs and centralized control functions, ensuring consistent alignment with programs mandated by US federal government. Advised business unit leaders on potential impact of compliance, fraud, and security measures on traditional bank offerings as well as strategic initiatives, mergers, and acquisitions. Augmented scope to include physical and operational risk management practices. Refined and led field services group driving policy validation across all bank branches and resolved bank’s consistent status as criminal target. Maintained strong relationships with US- and Japan-based company leaders, providing continuous exposure to US requirements and program evolution. Appointed by the Board of Directors as the BSA/AML and Security Officer. Chaired the Anti Money Laundering Oversight Committee -
Senior Vice President, Chief Bsa/Aml & Security OfficerSky Financial Group Jan 2004 - Apr 2007UsRecruited and appointed by board of regional banking institution to operationalize new financial crimes risk management function during significant growth period. Built and enforced compliance programs and centralized control functions, ensuring consistent alignment with programs mandated by the Bank Secrecy Act (anti-money laundering), USA PATRIOT Act, Bank Protection Act and other federally mandated compliance requirements. Advised business unit leaders on potential impact of compliance, fraud, and security measures on traditional bank offerings as well as strategic initiatives, mergers, and acquisitions. Augmented scope to include physical and operational risk management practices. Maintained strong relationships with US-regulators such as the Federal Reserve, FDIC and Financial Crimes Enforcement Network. Chaired numerous AML related committees
Bill Ward Education Details
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Umass BostonSocial Sciences -
Harvard Business SchoolGeneral
Frequently Asked Questions about Bill Ward
What company does Bill Ward work for?
Bill Ward works for Bank Of San Francisco
What is Bill Ward's role at the current company?
Bill Ward's current role is President and Chief Operating Officer.
What schools did Bill Ward attend?
Bill Ward attended Umass Boston, Harvard Business School.
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