Bill Ward

Bill Ward Email and Phone Number

President and Chief Operating Officer @ Bank of San Francisco
San Francisco, CA, US
Bill Ward's Location
San Francisco, California, United States, United States
About Bill Ward

Risk management & Compliance plays a crucial role in business, helping organizations navigate uncertainties, minimize harm, and safeguard their interests. As a strategic, decisive, and committed senior financial risk and compliance executive, I drive organizational accordance for growing banking institutions by leading all risk mitigation, compliance, and financial crimes functions. I achieve profitability and growth by creating and steering expertly designed regulatory programs and security initiatives, driving integration, and serving as a trusted business partner and advisor, consistently expanding my professional scope to guide operational risk management, efficiency, and cost reduction initiatives, eliminating tens of millions of dollars in potential costs. In addition, I optimize business outcomes and achieve organizational goals by assembling, developing, and leading highly skilled financial crimes risk management and compliance teams. Below is a selection of the top accomplishments from my career: ● Transforming First Republic Bank’s regulatory status from “unsatisfactory” to “satisfactory” within 1 year and achieving a “strong” status for all subsequent years through effective regulatory compliance programs and management of high-performing teams.● Developing and managing compliance programs that met all regulatory requirements while sustaining First Republic Bank’s nimble, high-touch service model, creating a foundation for continued soundness, profitability, and growth.● Developing a financial crimes risk management program for Union Bank facilitating the elimination of the bank’s US DOJ deferred prosecution agreement and OCC cease and desist action and achieving a “satisfactory” program status.I am excited to expand my professional network and see what the future may hold. If you would like to connect, please contact me at billward94@outlook.com.

Bill Ward's Current Company Details
Bank of San Francisco

Bank Of San Francisco

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President and Chief Operating Officer
San Francisco, CA, US
Bill Ward Work Experience Details
  • Bank Of San Francisco
    President And Chief Operating Officer
    Bank Of San Francisco
    San Francisco, Ca, Us
  • Jpmorgan Chase & Co. (Legacy First Republic Bank)
    Managing Director, Financial Crimes Compliance, Enterprise Compliance, & Operational Risk
    Jpmorgan Chase & Co. (Legacy First Republic Bank) May 2023 - Jul 2024
    Direct all risk mitigation, compliance, and financial crimes functions across First Republic’s banking, broker-dealer, investment advisory, and trust company divisions, overseeing ongoing operations while driving integration into JPMorgan Chase. Serve in blended role as de facto CCO and CRO, reporting directly to parent company’s CCO and global head of financial crimes.
  • First Republic Bank
    Executive Vice President, Head Of Financial Crimes Compliance
    First Republic Bank Apr 2014 - May 2023
    San Francisco, Ca, Us
    Recruited and appointed by board of directors to resolve regulatory action and manage comprehensive portfolio of financial crimes and risk management functions for high-net-worth private US bank. Strengthened bank and drove shareholder value by building and enforcing practices aligned with federally mandated compliance programs including BSA / AML, OFAC, FCPA, and FACTA. Orchestrated bank response to regulators, audits, and examinations. Continuously expanded scope of role by taking on highly regulated tangential functions and processes including fraud prevention, corporate security and investigation, access management, cybersecurity, data security, and business continuity. Provided strategic direction to over 475 staff members across all teams while managing $100M annual budget and reporting to board of directors and CEO. Chaired Anti-Money Laundering Oversight Committee (AMLOC). Member of First Republic Executive Committee.
  • Union Bank
    Executive Vice President, Head Of Financial Crime Risk Management
    Union Bank Mar 2007 - Apr 2014
    San Francisco, Ca, Us
    Recruited by Japanese-owned regional banking institution to assist in neutralizing US DOJ and OCC enforcement action and operationalize new financial crimes risk management function during 2007 financial crisis. Built and enforced compliance programs and centralized control functions, ensuring consistent alignment with programs mandated by US federal government. Advised business unit leaders on potential impact of compliance, fraud, and security measures on traditional bank offerings as well as strategic initiatives, mergers, and acquisitions. Augmented scope to include physical and operational risk management practices. Refined and led field services group driving policy validation across all bank branches and resolved bank’s consistent status as criminal target. Maintained strong relationships with US- and Japan-based company leaders, providing continuous exposure to US requirements and program evolution. Appointed by the Board of Directors as the BSA/AML and Security Officer. Chaired the Anti Money Laundering Oversight Committee
  • Sky Financial Group
    Senior Vice President, Chief Bsa/Aml & Security Officer
    Sky Financial Group Jan 2004 - Apr 2007
    Us
    Recruited and appointed by board of regional banking institution to operationalize new financial crimes risk management function during significant growth period. Built and enforced compliance programs and centralized control functions, ensuring consistent alignment with programs mandated by the Bank Secrecy Act (anti-money laundering), USA PATRIOT Act, Bank Protection Act and other federally mandated compliance requirements. Advised business unit leaders on potential impact of compliance, fraud, and security measures on traditional bank offerings as well as strategic initiatives, mergers, and acquisitions. Augmented scope to include physical and operational risk management practices. Maintained strong relationships with US-regulators such as the Federal Reserve, FDIC and Financial Crimes Enforcement Network. Chaired numerous AML related committees

Bill Ward Education Details

  • Umass Boston
    Umass Boston
    Social Sciences
  • Harvard Business School
    Harvard Business School
    General

Frequently Asked Questions about Bill Ward

What company does Bill Ward work for?

Bill Ward works for Bank Of San Francisco

What is Bill Ward's role at the current company?

Bill Ward's current role is President and Chief Operating Officer.

What schools did Bill Ward attend?

Bill Ward attended Umass Boston, Harvard Business School.

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