Warren Low Email & Phone Number

A successful Investment Professional with extensive 'first line' Asset Management experience in Public Markets, including portfolio management, risk, due diligence, valuations, trading, best execution, financial analysis, derivatives and equity research. Comprehensive understanding of second & third lines of defence including Systems & Controls, Financial Crime, Financial Resilience, Governance, the New Consumer Duty, Value Assessments and Operating Risk via contemporaneous application of FCA rules and principles across industry participants. Presently applying combination of industry expertise and regulatory best practice in Compliance Consulting at Kroll after several years managing teams in asset management, fund supervision and alternatives at the UK's Financial Conduct Authority. I am an experienced equity Portfolio Manager of several institutional mandates with assets up to £70b (including occupational pension schemes, hedge funds and ethical strategies) - ranking 12th percentile ‘All Buy-side Individuals’ and top quartile industry specialist (Banks and Telecommunications) in most recent Extel surveys as buy-side practitioner.Alongside issues of regulatory policy, financial conduct and sustainable investment - I'm a dispassionate observer of the changing landscape in financial services driven by consumer behaviour, technology and regulation.