Chris Watson Email & Phone Number

Sydney, New South Wales, Australia

Supporting Wealth Distribution, Business Management, Platform Operations, and North Digital Platforms (IDPS, Superannuation, Pension).

Australia

Third Party Risk sits within the CFS Operational Risk area which is responsible for the protection of customers through supervision, monitoring and maintenance of controls which in turn supports CFS Operations in managing risk to customers, business and staff within our risk appetite.The Third Party Risk team is responsible for the protection of our members through the review and monitoring of Third Party distributors (AFSL holders and their authorised representatives). We review and… Show more Third Party Risk sits within the CFS Operational Risk area which is responsible for the protection of customers through supervision, monitoring and maintenance of controls which in turn supports CFS Operations in managing risk to customers, business and staff within our risk appetite.The Third Party Risk team is responsible for the protection of our members through the review and monitoring of Third Party distributors (AFSL holders and their authorised representatives). We review and monitor Third Parties that distribute CFS FirstChoice, CFS Wrap and BWAMI products.We do this by analysing information regarding Third Party activities, managing stakeholders' needs, providing recommendations to Risk committees, conducting risk based deep dives to evaluate controls, and managing cases from end to end with the aim of resolving issues with Third Parties. Show less

Australia

The primary focus is to lead and manage a team of Advice Review Consultants responsible for completing routine reviews of client advice provided by advisers.Additional duties include:• Manage Advice Assurance Consultants within the team to meet their key responsibilities. This includes providing ongoing coaching and professional development to Consultants.• Escalation point for business and client stakeholders, including address concerns and appeals• Provide SME input and… Show more The primary focus is to lead and manage a team of Advice Review Consultants responsible for completing routine reviews of client advice provided by advisers.Additional duties include:• Manage Advice Assurance Consultants within the team to meet their key responsibilities. This includes providing ongoing coaching and professional development to Consultants.• Escalation point for business and client stakeholders, including address concerns and appeals• Provide SME input and testing for Salesforce updates and ongoing functionality, and reporting functions• Provide SME input on any draft standards to be released or re-released• Ensure that team reporting requirements are met i.e. Risk Committee Forums• Liaise with senior stakeholders in respect of outcomes, thematic concerns and recommendations Show less

Sydney, Australia

The primary focus is to review and audit files and provide coaching to new and high-risk advisers across multiple licensees in relation to the construction of advice documents, therefore ultimately supporting the provision of quality advice.Assigned in project role as SME for Agile Salesforce project. Role involved working with Business Analysts, Salesforce Developers and Solution Architects to produce new system build for ANZ audit and reporting functions in the wealth division. Advice… Show more The primary focus is to review and audit files and provide coaching to new and high-risk advisers across multiple licensees in relation to the construction of advice documents, therefore ultimately supporting the provision of quality advice.Assigned in project role as SME for Agile Salesforce project. Role involved working with Business Analysts, Salesforce Developers and Solution Architects to produce new system build for ANZ audit and reporting functions in the wealth division. Advice files and documentation are assessed in line with the Advice Review Audit Scorecard, Licensee requirements (the Standards) and legislation Show less

Sydney, Australia

Sydney, Australia

275 Kent Street Sydney Nsw 2000

Sydney

Sydney, Australia

New South Wales, Australia

Graduate Diploma, Law

Graduate Diploma, Education

Bachelor'S Degree, Commerce

Advanced Diploma Financial Services, Financial Planning And Services

Diploma Financial Services (Rg146), Financial Planning And Services

Certificate In Margin Lending And Geared Investments