Wayne Cetrone, Cams, Cfe, Cpp Email & Phone Number

Charlotte, NC, US

Minneapolis, MN, US

• As the Enterprise Financial Crimes Compliance AML Risk Manager, I work closely with various levels of management to ensure that assigned business line is in compliance with the Bank Secrecy Act (BSA), Anti-Money.
• Perform BSA/AML and Sanctions Risk Assessments on assigned Business Line to ensure controls are operating appropriately;
• Identify and analyze factors which may affect risk mitigation and protection, as well as compliance with BSA/AML and OFAC/Sanctions regulatory requirements;
• Assist Business Line to comply with corporate policy and standards by providing interpretive guidance and oversight;
• Manage multiple projects that have revenue implications and aggressive deadlines
• Assess BSA/AML/OFAC/Sanctions risks presented with new and existing products and services, and advise of necessary changes;

Richardson, Texas, US

• As the Chief Operations Officer, I was responsible for the strategy, growth, day to day operations decisions and for implementing the entity’s long and short term plans. Additionally, the COO acted as a direct liaison.
• Manage all assessments and examinations including CFPB, State, Federal, Visa, MasterCard and AMEX;
• Manage and evaluate the organizations strategic direction;
• Oversee and deliver RPPS’s performance in accordance with the short and long-term goals and business plan;
• Define, implement and measure the proper metrics to ensure accurate performance is met
• Establish the proper resources (capital and people) for RPPS in conjunction with short and long term business plan;

Richardson, Texas, US

• As the Vice President Payments Compliance, I oversaw the underwriting, risk management and compliance for the Payments product that included Third Party Payment Processing, Payments Facilitator and ISO. This includes.
• Manage PCI Audit, NACHA Audit, SOX and SSAE 16;
• Compliance testing, monitoring and reviews;
• Identify gaps in program policy and operating procedures;
• Perform annual risk assessment on business line;
• Manage multiple projects that have revenue implications and aggressive deadlines

Houston, Texas, US

As the Senior Analyst Fraud and Collections, I was responsible for data mining usage reports for residential and business customers to detect patterns of fraud. I also developed new procedures to streamline the Collection’s team efforts. Additionally I developed new reports to monitor for customer’s accounts flagged for energy diversion.

Columbus, Ohio, US

As the Information Security and Risk Senior Analyst, I contributed to the development and implementation of systems, policies and processes for the identification, collection and analysis of risk related information, including business continuity and information security. I served as Information Security contact between the line of business and Corporate.

Columbus, Ohio, US

As the Senior Compliance Analyst, I reviewed all related marketing communication a client produces in regards to the credit card program and provide approval or identify risk to the organization if not in compliance while coordinating startup and provide support for client conversion to and from the Company system through adherence to regulatory.

Columbus, Ohio, US

As the Compliance Data Analyst, I monitored personal and business account activity for atypical or suspicious patterns and violations of the Bank Secrecy Act for the purpose of money laundering in accordance with the USA PATRIOT Act. I generated detailed reports and spreadsheets using Excel for a more comprehensive account analysis. I analyzed, interpreted.

As the Employment Supervisor, I conducted interviews for individuals applying for work at the department store. Additionally I performed POS training classes for all new hires and was the benefits liaison for all store employees. I provided turnover, attendance and applicant screening reports to the HR Manager.

Bachelor Of Sciene, Business Administration

Education record