Wayne Carpenter Email & Phone Number

London, England, United Kingdom

I am currently working on a long term contract basis for an International Asset Management Company.

• During my tenure with HSBC I have climbed the corporate ladder by working in a variety of roles which has enabled me develop my experience and gain a wide exposure to the industry.In this most recent role one of my.
• Acted as the critical point of contact between Traders, Sales and Middle office stakeholders for all trade queries.
• Identified issues with trades, locating the source of error and reporting findings back to the relevant stakeholders.
• Monitored risk and P&L issues, ensuring all trade information has been inputted with accuracy and assessing associated risks.
• Identified sources of risk and error and offering recommendations to reduce exposure.
• Acted as a critical liaison between clients and traders to ensure all trades are 100% compliant.

• Key Responsibilities:
• For 6 months during this period I also covered the convertible bonds desk trading, dealing with clients and sales.
• Helped to implement new processes and systems for the desk, as well as workflows to reduce risk.
• Booked trades.
• Analysed P&L and reported any inaccuracies or general findings.
• Liaised with external counterparties and internal stakeholders to resolve issues with trades.

• Key Responsibilities:
• Booked trades and dealt with settlement queries for convertible bonds, Equity Derivatives and Cash Equities.
• Ensured the front office support function performed effectively, adhering to business standards and compliance controls.
• Acted as a liaison between Traders, Middle office and various other key stakeholders.

• Key Responsibilities:
• Maintained the system for securities such as bonds, equities and Fixed Income.
• Used external resources such as Bloomberg and Reuters to assist with analysis of data and quality check information provided.
• Communicated with traders and external vendors to insure data quality and timeliness of changes for trading purposes.
• Trained new members of staff.
• Implemented and wrote procedural documents for internal distribution.